EFTA01384278.pdf

Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 December 1,2018 - December 31,2018 SOUTHERN FINANCIAL LLC Portfolio Holdings (continued) U.S. DOLLARS (continued) Adjusted Unrealized Awed Estimated Estimated Date Acquired Quantity Unit Cour Cost Bait Market Price Market Value Windom Interest Annual Income Yield FIXED INCOME (continued) Corporate Bonds (continued) ASSURANT INC FXD TO FLTG SUB NT Security Identthe 04621(AK4 7.000% 03/27148 B/E OM 03127113 CALLABLE03/27/28 5) t 0.0006 oody Rating M1 03129118 2,000,000.000 101.9840 2,039.689 71 95.0000 1.900.000 00 •139,689.71 36,555 56 140,000 00 7.36% Original Cost Basis: 52.040.006.00 PM ORGAN CHASE 8 CO DEP SHS REPSTG Seel/My Identifier: 46625HHAT 5117TH PFD SERTFIXED TO FLTG RT BD 5.990% 04/23158 61E D7004/23/086 oody Rating BAA3S8 P Rating BB8- 06115111 ..3.12 1,100,000.000 107.2550 1,179,799.94 98.6250 1 084 875.02 -94.924 92 11 348.44 65,894 18 6.07% Original Cost Basis. 31,192.500.00 06115/11 ' '312 2,500,000 000 106 7730 2,669,316 47 98.6250 2.465,624 98 •203.691.49 25 79t 92 149,759 50 6.07% Original Cost Basis: 52.675.00010 Total Noncovered 3,600:000.000 3,849,116.41 3,550,500 00 -298,616.41 37,140 36 215 653 68 Total 3,600,000 000 53,849,116.41 53,550.500 00 -5298.616.41 537,140 36 $215,653 68 SOUTHERN CALIF EDISON CO PREF SERE Security Identifier. 842400FU2 6250% 011716261E DID 051712 CALLABLE02/0122 e) D0.000600dyRatingBAAIS8PRating IM3B- 01130/12 '12 3.000.000 000 99.9060 2.997.192 40 95.2500 2.857.500 00 -139,692.40 78.125.00 187,500.00 6.56% Original Cost Basis: 52,992,564.97 GENERAL ELEC CO GTD FXD-TO-FLTG RT Security Identifier- 369604BM 4 NON-CUMULATIVE PERPETUAL PREFERRED 4.000% 12/03/65 REG DTD 210316M oody Rating A3 S 8 P Rating BBB- 12103115 ' 2,469.000 000 88 0930 2,175,016.17 63.9000 1.577.691 00 -597.325 17 4,389.33 98,760.00 6.25% Original Cost Basis: $2.175.0M.17 Page 5 of '5 Account Number: Med btellent Clutly though Paean uC,a we,olly mmeol Korn:Fin:2c Go paperless MX 1001 t.011ivtore 4 Every Yew Since 2007 OALOAR RATIO COMMUNICAT076 EXCLUDICE sublidiary of The Baaltal New York Mellon Comontlon (WY Melon) Portent LLC. member fINRA NY5. 5 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084383 CONFIDENTIAL SDNY_GM_00230567 EFTA01384278