EFTA01355906.pdf

Go green. Consider the environment before printing this email. From: Keith Buckholz Sent: Tuesday, November 14, 2017 3:12 PM To: Surendra Singh Cc: Srikanta Gouda • Nitin-X Sin >; Collateral Admin-NY >; CUSTOMERBUILD BLO < >; Sendhil-kumar K >; FX Middle Office < ; Debra Jasper >; Roxanne Scott < >; Halina Laczn FX Middle Office >; Hiren Mathur < >; PWM Derivatives < >; Enid Ellis <[email protected]>; Collateral-Assets Newyork < Subject: RE: New Derivatives account. [II Classification: For Internal use only Hi Surendra, Can you please let me know who is asking for this information? We have never provided this information in the past when setting up new DDR accounts. I also don't have access to the requested documents. Thanks. Regards, Keith From: Surendra Singh Sent: Tuesday, November 14, 2017 11:00 AM To: Keith Buckholz < Cc: Srikanta Gouda >; Surendra Sin h < >; Nitin-X Singh <- >; Collateral Admin-NY ; CUSTOMERBUILD BLO >; Surendra Sin ; Sendhil-kumar K >; FX Middle Office < >; Debra Jasper < >; Roxanne >; Halina Laczn >; FX Middle Office >; Hiren Mathur < PWM Derivatives < >; Enid Ellis < Subject: FW: New Derivatives account. [I] Classification: For Internal use only Hello Keith, Relevant team is asking to provide below information to get this request processed further. Request you to provide the same. SIC Code NACE Code KYC Document PCR Document RDC Document CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041206 CONFIDENTIAL SDNY_GM_00187390 EFTA01355906