EFTA01453667.pdf

e an raup 08Apr 2014 SOUTHERN FINANCIAL, LLC Pape 2 Ma Rowena As of 04 Apr 14 Ds/Ache Bark AO SOUTHERN FINANCIAL, LLC RC0SIone - Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN ExEuroCitil 21-Nov-2013 20410%42014 25-Nov-2014 (I ,OCID 000 001 USD 101.000.000 JPY SHORT EUROPEAN CALL 1010000 :12 C-Lo tiiiiii FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Not-2013 20-Nov-2014 25-Nov.2014 (21.00000) USD 0 JPY LONG EUICPEAN 0.0003 10.497 82 FINANCIAL. LLC ouchOpl SOUTHERN FXOneEarOneT 21-Nor-2013 20Nov.2014 25-Nov-2014 (21,OXl CC) USD 0 JPY LONG EUROPEAN 0,0000 8,748 13 FINANCIAL. LLC ouchOpt SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 254404014 (21.000 WI USD 0 FY LONG ELPCPEAN 0.0000 7,23726 FINANCIAL. LLC ouchOpl SOUTHERN FxEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (10CCO.0O3 WI USD 1.025000.000 SY SHORT EIPICPEAN CALL 102 5000 ,146 378 31i FINANCIAL. LLC SOUTHERN FXDigislOpt 13-Mar-2014 14-Apr-2014 15-Apr-2014 (10000:000) USD SHORT ELRCPEAN CALL 375960 (2 SEE /3) FINANCIAL. LLC Subtotal. (165.419 23: Coraraodtles -Derlvadves Long/ Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. Commodity 13-Mari2014 15May-2014 224vlay-20I4 LONG EUROPEAN WTI 103.0W 03 USD 0 OCOO 1131.21.i2 740) LLC Demote° Subtotal. ;it 7 .1 Commoddee • Base Metal Dedraents Long/ NoLOcy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Shod Option Style Put/ Call Ref. Entity NoLAmt 1 1 Quantity Unit Unit Strike Price MTM(USD) SOUTHERN CcemodIjOptEu 03-Apr-2014 OS-Dec-20I4 05-Dec-20I4 SHORT EUROPEAN CALL XCU (3 mcco a)) USD (:vi 00)MT25 0 7.000 0032 I5 944 70 FINANCIAL, LLC ro Basenklai Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111419 CONFIDENTIAL SDNY_GM_00257603 EFTA01453667