EFTA01454810.pdf

r7rf7.171277 7e11771r ThIrRi r 7871"577.771172.7 24 Jul 2014 Page 2 Of 2 ta_ —""IleakiNMINNS Deutsche Bank AG SOUTHERN FINANCIAL, LLC PX • Options Settlement Not Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Ann 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTMWSD1 SOUTHERN FxEurfal 21-No/-2013 20-11w2014 25-Nov-2014 (LOCO 0000: 1iSI; 101030,000 JPY SHORT EUROPEAN CALL 1010000 FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0003 7.94509 FINANCIAL. LLC otchOpt SOUTHERN FXOneBerOneT 21-Nor-2013 2011ov.2014 25-Nor-2014 (21,M000) USD 0 JPY LONG EUROPEAN 0.0000 5.31976 FINANCIAL. LLC outhOpl SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 121.000 MI USD 0 FY LONG EtPCPEAN 0.0000 3,56667 FINANCIAL. LLC ouchOpt SOUTHERN FiEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR (13450.000 00) USD SHORT EIPCPEAN PUT 1.3450 ',8535616) FINANCIAL. LLC SOUTHERN FxEuroCce 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,0W,000.00 EUR 03800,000.00) LSD LONG ELRCPEAN CALL 13803 6.979 48 FINANCIAL. LLC Subtotal: i:7Eo9S. 4n! IOC (78,698.45) Statement ID : 182298_20140724_20140725_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113178 CONFIDENTIAL SDNY_GM_00259362 EFTA01454810