EFTA01362934.pdf

From: Monika Valantiejute on behalf of GM ACO [email protected] Sent: 3/2/2018 10:22:05 AM To: Xavier Avila • lain Macara Rita Shte nber Jitan Patel ; Mathew Negu CC: Nina Tona ; Alastair Mackin ay n eman ; Davide-A Sferrazza Subject: RE: SF [I] Classification: For Infernal use only Hi Xavier The GB adoption location is Red across all business but this is GIB Green for the US adoption location — as one of the businesses has asked to retain this._ please confirm which business asked to retain? In these instances, the GM products will not be offboarded if another business has asked to retain and the KYC/ACO responsibility sits with that business. However, please also be aware that this is a High Risk client which is KYC deficient and was last reviewed in 2015. Please let me know if any other questions. Kind regards, Monika Valantiejute GM Project Mercury Deutsche Bank Wi inchester Street, London, (ON 20B Tel Email From: Xavier Avila Sent: 02 March 2018 13:53 To: GM ACO lain Macara ; Rita Shteynberg Man Patel Mathew Negus Cc: Nina Tona ; Alastair Mackinlay Martin Zeman Davide-A Sferrazza u ject: RE: Thanks Monica, did we hear anything back? The client is asking questions and we have no clear answers or timeframe to give him. Thanks CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052652 CONFIDENTIAL SDNY_GM_00198836 EFTA01362934