EFTA01361718.pdf

M essages (continued) such security. If the partial call is made at a price that is equal to or below the current market price of the security as captured in Pershing's price reporting system, Pershing will generally categorize that call as one that is unfavorable to holders of the security. • Clients have the right to withdraw uncalled, fully paid securities from Pershing at any time prior to the cutoff date and time established by the issuer, transfer agent and/or depository with respect to the partial call. 6Clients also have the right to withdraw excess margin securities, provided that the client account is not subject to restriction under Regulation T or that such withdrawal will not cause an under-margined condition. Activity Sum m ary(Allamounts shown are m base currency) Credits This Period Year-to-Date Debits Ibis Period Year-to-Date Securities Securities Securities Bought 0.00 0.00 Securities Bought -17.591.35 -6.963,81012 Securities Sold 0.00 2.760.359 19 Securities Sold 0.00 000 Total Securities $0.00 $2,760,359.19 Total Securities -$17,591.35 -$6,983,810.12 Dividends and Interest $24,446.42 $946,905.76 Dividends and Interest $0.00 $0.00 Distributions $2,617.97 $1.099,337.08 Distributions $0.00 -$2,724.81 Taxes Withheld $0.00 $4.40 Taxes Withheld $0.00 $0.00 Cash Cash Deposits 0.00 38 493 547 84 Deposits 0.00 000 Total Cash $0.00 $38,493,547.84 Total Cash $0.00 $0.00 FDIC Insured Bank Deposits $0.00 $10,381,873.66 FDIC Insured Bank Deposits $0.00 -$2,792,837.31 Money Market Funds $0.00 $4,688,419.64 Money Market Funds .$9.473.04 •$48.611,075.33 Total Credits $27,064.39 $58,370,447.57 Total Debits -$27,064.39 -$58,370A47.5T Transactions by Type of Activity Process/ Settlement Date Activity Type Description Quantity Price Accrued Interest Amount Currency Securities Bought and Sold 12101/14 REINVEST CASH INCOME P MORGAN FLOATING RATE INCOME RIND SaECT SHARES 712.238 -7,085A0 DSO PH SX 214103.1820 SE RS SHRS PORCH. AT $9.92000 RD 11/28 PD 12101/14 12131/1 4 REINVEST CASH INCOME P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 1.082.917 -10,52515 USD 214815.4000 SHRSSHRSPURCH. AT $9.72000 RD 12/29 PO 12131114 Total SecurItles Bought and Sold - UNITED STATES DOLLAR 0.00 -17,591.35 Page 10 of 15 Account Number N4G-024943 Rated EVant lOttlain Pra•ta • •!. • Go paperless f VC" , Yaw tone,' .},001 awn 0.•-•-: [NAGAR RATED COMMONICATK,I6 TFE FAZE TRUST µ V • 'y ^ eXallENC? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050944 CONFIDENTIAL SDNY_GM_00197128 EFTA01361718