EFTA01794222.pdf

DataSet-10 6 pages 888 words document
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From: Richard Kahn Sent: Tuesday, Martpm To: jeffrey E. Subject: Re: Wells Fargo Brokerage ok so i will not proceed with purchase today thank you Richard Kahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 tel fax cel On Mar 1, 2016, at 1:55 PM, jeffrey E. <[email protected]> wrote: Remind me =omorw On =uesday, 1March 2016, Richard Kahn wrote: confirming buy of 10,000 =hares in new STC wells fargo account at market which at 1:45pm is =15.00 per share commission will be .05 cents per =hare thank you Richard Kahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 tel fax cel On Mar 1, 2016, at 1:22 PM, jeffrey E. <[email protected]> =rote: Buy 10000 shares linked in EFTA_R1_00128242 EFTA01794222 On Tuesday, 1 March 2016, jeffrey E. <[email protected]> wrote: Yes On Tuesday, 1March =016, Richard Kahn =rote: account is opened confirming ok to send 10,000,000 from STC to STC Wells Fargo =rokerage thank you Richard Kahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 tel 111 fax cell On Feb 11, 2016, at 3:52 PM, jeffrey E. <[email protected]> wrote: 10m On Thu, =eb 11, 2016 at 4:07 PM, Richard Kahn wrote: account docs will be sent =hortly for us to fill out in STC name please advise =mount you would like to open account with thank =ou Richard Kahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 tel =a href= lue= target="_blank" =lass=""> fax tel cell tel Begin forwarded message: 2 EFTA_R1_00128243 EFTA01794223 From: = Subject: =/b>RE: contact =nfo Date: =/b>February 11, 2016 at 2:57:52 PM =ST To: =/b> Cc: =113>4 Rich, Meet my assistant Kelly-Ann. Kelly is going to provide =ext steps to open your Corporate account. Best, Robert Robert L Karp, CFP', =RPC® Managing Director, Wells Fargo Advisors LLC The Karp Executive Wealth Management & ESOP*Group 1211 Avenue of the Americas, 27th Floor New =ork, NY 10036 Phone: =irect Toll Free: <te Fax: http://www.KarpExecGroup.wfadv.com *Employee Stock Options and Restricted Stock Plans BUY OR SELL ORDERS, FUNDS-TRANSFER REQUESTS, ADDRESS CHANGES, =R ANY OTHER INSTRUCTIONS REQUIRING YOUR SIGNATURE CANNOT BE ACCEPTED BY =-MAIL OR VOICE-MAIL. YOU MUST CONVEY THESE INSTRUCTIONS VERBALLY. Original Message From: Richard Kahn Sent: Wednesday, =ebruary 10, 2016 3:04 PM To: Karp, Robert Subject: contact info Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY =0022 tel tel fax <tel cell 3 EFTA_R1_00128244 EFTA01794224 To unsubscribe from marketing e-mails from: =nbsp; • =nbsp; An individual Wells Fargo =dvisors financial advisor: Reply to one of his/her e-mails and type =E2 Unsubscribe" in the subject line. =nbsp; • =nbsp; Wells Fargo and its =ffiliates: Unsubscribe at https://www.wellsfargoadvisors.com/wellsfargo-unsubscribe Neither of these actions will affect =elivery of important service messages regarding your accounts that we =ay need to send you or preferences you may have previously set for =ther e-mail services. For additional =nformation regarding our electronic communication policies, visit http://wellsfargoadvisors.com/disclosures/email-disclosure.html=/a>. Wells Fargo Advisors, LLC is a =egistered broker-dealer and separate nonbank affiliate of Wells Fargo =amp; Company, Member FINRA/SIPC. 1 North Jefferson, St. Louis, MO =3103. This email may be an advertisement =r solicitation for products and services. please note The information contained in this =ommunication is confidential, may be attorney-client =rivileged, may constitute inside information, and is =ntended only for the use of the addressee. It is the =roperty of JEE Unauthorized use, disclosure =r copying of this communication or any part thereof is =trictly prohibited and may be unlawful. If you have =eceived this communication in error, please notify us =mmediately by return e-mail or by e-mail to [email protected], and destroy this =ommunication and all copies thereof, including all =ttachments. copyright -all rights reserved 4 EFTA_R1_00128245 EFTA01794225 please note The information contained in this =ommunication is confidential, may be attorney-client =rivileged, may constitute inside information, and is =ntended only for the use of the addressee. It is the =roperty of JEE Unauthorized use, disclosure =r copying of this communication or any part thereof is =trictly prohibited and may be unlawful. If you have =eceived this communication in error, please notify us =mmediately by return e-mail or by e-mail to [email protected], and destroy this =ommunication and all copies thereof, including all =ttachments. copyright -all rights reserved please =ote The information contained in this =ommunication is confidential, may be attorney-client =rivileged, may constitute inside information, and is =ntended only for the use of the addressee. It is the =roperty of JEE Unauthorized use, disclosure =r copying of this communication or any part thereof is =trictly prohibited and may be unlawful. If you have =eceived this communication in error, please notify us =mmediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved please note The information contained in this =ommunication is confidential, may be attorney-client =rivileged, may constitute inside information, and is =ntended only for the use of the addressee. It is the =roperty of JEE Unauthorized use, disclosure =r copying of this communication or any part thereof is =trictly prohibited 5 EFTA_R1_00128246 EFTA01794226 and may be unlawful. If you have =eceived this communication in error, please notify us =mmediately by return e-mail or by e-mail to [email protected], and destroy this =ommunication and all copies thereof, including all =ttachments. copyright -all rights reserved 6 EFTA_R1_00128247 EFTA01794227
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1c6380ee0a3f4ab3bde7e321c8e0848af9cca34e9a6e453da4fe86a6e1fadce0
Bates Number
EFTA01794222
Dataset
DataSet-10
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document
Pages
6

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