EFTA01519056.pdf
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GHISLAINE MAXWELL -TAP DYS ACCT.
For the Period 10/1/13 to 10/31/13
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type Quantity Per UM
Settle Date Selection Method Description Amount Amount
10/1 Interest Income DEPOSIT SWEEP INTEREST FOR 09(01/13 - 09/30113 0.30
ft .01% RATE ON AVG COLLECTED BALANCE OF
645170.32 AS OF 10/01113
19/1 Div Domest JPM TR I STRG INCM OPPTY FD - SEL FUND 3844 (t 3,015.900 0.021 63.33
0.021 PER SHARE (ID: 4812A4-35-1)
10/1 Div Domest BLACKROCK HIGH YIELD BOND 09/30(13 INCOME 8,504.327 0.04 340.71
DIVIDEND fa 0.040 PER SHARE AS OF 09/30/13
(ID: 091M-63-8)
10/1 Div Domest EATON VANCE FLOATING-RATE ADVANTAGE 10W30/13 7,524.150 0.042 312.37
INCOME DIVIDEND fa 0.042 PER SHARE AS OF
09130113 (ID: 277923-83-7)
10/1 Dlv Domest HSBC FDS TOTAL RETURN 11001/13 INCOME 3,858.567 0.006 29.28
DIVIDEND fa 0.006 PER SHARE (ID: 40428X-15-6)
10/1 Dlv Domest PRUDENTIAL TOTAL RETURN B1)-2 00/30/13 INCOME 3,896.466 0.042 165.50
DIVIDEND ft 0.043 PER SHARE AS OF 09/30/13
(ID: 74440B-40-5)
1012 Div Domest COHEN & STEERS PREFERRED SECURITIES AND INCOME 4,493.967 0.071 319.07
FUND INC 09/30/13 INCOME DIVIDEND ()) 0.071 PER
SHARE AS OF 09/30/13 (ID: 19248X-30-7)
102 Div Domest DOUBLELINE TOTAL RET BD-I 09/30/13 INCOME 12,498.155 0 048 605 58
DIVIDEND fa 0.048 PER SHARE AS OF 09/30/13
(ID: 258620-10-3)
1012 Div Domest CLEARBRIDGE EQUITY INC FD4 CAP & INCOME I 1,179.249 0.076 89.14
09/30/13 INCOME DIVIDEND ft 0.076 PER SHARE AS
OF 09/30/13 (ID: 52469H-59-4)
J.P.Morgan Account Page 13 of 15 Consolidated Statement Page 64
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046324
Chase
CONFIDENTIAL SDNY_GM_00315522
EFTA01519056
For the Period 10/1/13 to 10/31/13
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type Quantity Per UM
Settle Date Selection Method Description Amount Amount
10/1 Interest Income DEPOSIT SWEEP INTEREST FOR 09(01/13 - 09/30113 0.30
ft .01% RATE ON AVG COLLECTED BALANCE OF
645170.32 AS OF 10/01113
19/1 Div Domest JPM TR I STRG INCM OPPTY FD - SEL FUND 3844 (t 3,015.900 0.021 63.33
0.021 PER SHARE (ID: 4812A4-35-1)
10/1 Div Domest BLACKROCK HIGH YIELD BOND 09/30(13 INCOME 8,504.327 0.04 340.71
DIVIDEND fa 0.040 PER SHARE AS OF 09/30/13
(ID: 091M-63-8)
10/1 Div Domest EATON VANCE FLOATING-RATE ADVANTAGE 10W30/13 7,524.150 0.042 312.37
INCOME DIVIDEND fa 0.042 PER SHARE AS OF
09130113 (ID: 277923-83-7)
10/1 Dlv Domest HSBC FDS TOTAL RETURN 11001/13 INCOME 3,858.567 0.006 29.28
DIVIDEND fa 0.006 PER SHARE (ID: 40428X-15-6)
10/1 Dlv Domest PRUDENTIAL TOTAL RETURN B1)-2 00/30/13 INCOME 3,896.466 0.042 165.50
DIVIDEND ft 0.043 PER SHARE AS OF 09/30/13
(ID: 74440B-40-5)
1012 Div Domest COHEN & STEERS PREFERRED SECURITIES AND INCOME 4,493.967 0.071 319.07
FUND INC 09/30/13 INCOME DIVIDEND ()) 0.071 PER
SHARE AS OF 09/30/13 (ID: 19248X-30-7)
102 Div Domest DOUBLELINE TOTAL RET BD-I 09/30/13 INCOME 12,498.155 0 048 605 58
DIVIDEND fa 0.048 PER SHARE AS OF 09/30/13
(ID: 258620-10-3)
1012 Div Domest CLEARBRIDGE EQUITY INC FD4 CAP & INCOME I 1,179.249 0.076 89.14
09/30/13 INCOME DIVIDEND ft 0.076 PER SHARE AS
OF 09/30/13 (ID: 52469H-59-4)
J.P.Morgan Account Page 13 of 15 Consolidated Statement Page 64
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046324
Chase
CONFIDENTIAL SDNY_GM_00315522
EFTA01519056