EFTA01413980.pdf

Subject: Re: Epstein - ne ative media [I] From: Stewart Oldfield Date: Thu, 18 Oct 2018 16:41:09 -0400 To: Richard Iarossi Cc: Bradley Gillin Didn't think we needed to clear something through Kim that turned out to be a non-event. Seems silly. But please reach out to her. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc. On Oct 18, 2018, at 1:12 PM, Richard Iarossi e > wrote: > Classification: For internal use only Hi Stew, Wasn't sure if you connected with Kim once we got this dismissal letter. AML has kicked back the KYC case asking for Kim's approval to move forward and I didn't want to reach out to her if you already have an email thread I can use. Thanks, Rich EFTA01413980 Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Bradley Gillin Sent: Wednesday, October 10, 2018 2:06 PM To: Richard Iarossi ‹ > Subject: FW: Epstein - negative media [I] Classification: For internal use only From: Kimberly Hart Sent: Tuesday, October 09 2018 12:15 PM To: Stewart Oldfield Cc: Bradley Gillin < Subject: RE: Epstein negative media [I] Classification: For internal use only Was this returned as an RDC alert — or part of the regular Lexis/Nexis due diligence? <image001.gif> EFTA01413981 Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue, 14th floor, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Tuesday, October 09, 2018 11:03 AM To: Kimberly Hart <kimberl [email protected]> Cc: Bradley Gillin Subject: Epstein - negative media Kim, This just surfaced in our latest KYC reviews. Let's discuss what info I need from the client and then next steps. Thanks http://www.classactionsreporter.com/sites/default/files/- towers_ponzi_scheme_complaint.pdf <image002.png> Stewart Oldfield, CFA, CAIA EFTA01413982 Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc. <Gerber Notice of Dismissal.pdf> EFTA01413983