EFTA01480444.pdf

EPSTEIN JEFFREY E contact mrormation Tor earn entit name(' moon me client nierarcny iaoie• Associated Entity Date of Birth Goverment issued Tax ID # Citizenship 1.0 Obtained EMMCAC, LLC . Do any of the above entities require a joint SPN? r Yes (2 No Select Yes, if multiple entities will share the same account (OMNI, CASII or Olympic) C' Yes IC No Does the DDR have Multiple Owners? Name Goverment issued Tax ID # Date of Birth I.D Obtained Attention Address Line 1 Address Line 2 City State Zip Province Country Citizenship Approval Information Public/High Profile Figure No High Risk Jurisdiction No High Risk Business No Is this a Foreign Bank? No "Foreign Bank" as defined in the USA PATRIOT Act. Banker: Mary Rieth/)PMCHASE LE/OU: 99/31167 Senior Manager: Tad C Smith Annual / Periodic Review Information Annual/Periodic Review 36 months Due in: Temporary Waiver Information Waiver Status: Waiver Complete - DDR Pending Reason for Waiver: Security Services Is still performing the client background check. Waiver Requested By: Doreen X Hewitt-Dunn Date of Waiver Request: 07/12/2004 Approver for Waiver: David M Tarrio Waiver Approved On: 07/12/2004 Banker Approval Information Confidential Treatment Requested by JPM-SDNY-00002605 JPMorgan Chase CONFIDENTIAL SDNY_GM_00271803 EFTA01480444