EFTA01344484.pdf

VI. Appendix: Paperwork Checklist [Vahe/Amanda - with Harry] a. ISOA Unilateral b. DB Dodd Frank Protocol (STING and SFLLC) c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional Suitability Certificate (for STINC and SFLLC) e. Options (all 6 entities - SFLLC, STINC, Jeepers, Haze, Personal, Foundation) f. Structured Solutions (all 6 entities) g. FX (all 6 entities) h. Pre-Post Market Trading Form (all 6 entities) [attachment "Epstein Meeting Agenda 10.22.13 - revised.docx" deleted by Caroline Kitidis/db/dbcom] (Embedded image moved to file: pic04003.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & wealth management 345 Park Avenue, 26th Floor New Tel. Fax Mobil Email (Embedded image moved to file: pic08613.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029982 CONFIDENTIAL SDNY_GM_00176166 EFTA01344484