EFTA01521921.pdf

GHISLAINE MAXWELL ACCT For the Period 17/1/13 to 12/31/13 SECURITIES TRANSFERRED IN/OUT Notes: ' Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Quantity Transaction Settle Date a T ction Method Description Cost Market Value' Securities Transferred In 12/2 NonTaxableExchange GENERAL MOTORS CO MANDATORY CONVERSION - 1,373.000 53,176.29 HOLDERS RECEIVE 1.37360 COMMON SHARES FOR EACH 50,000.00 SERIES-0 PREFERRED SHARE OF GENERAL MOTORS COMPANY, CUSIP: 37045V209, HELD. (ID: 3704W-10.0) Securities Transferred Out 1212 Exchange GENERAL MOTORS CO CV PFD S MANDATORY CONVERSION (1,000.000) (53,020.00) - HOLDERS RECEIVE 1.37360 COMMON SHARES OF 50,000.00 GENERAL MOTORS COMPANY. CUSIP: 37045V100, FOR EACH SERIES-S PREFERRED SHARE HELD. (ID: 37045V-20-9) J.P. Morgan Page 18 of 31 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049367 Chase CONFIDENTIAL SDNY_GM_00318565 EFTA01521921