EFTA01451779.pdf

SOF III - 1081 Southern Financial LLC In onler to complete question 1 above, please mad Annex A of this Investor Questionnaire for information regarding what is includable in "investments" and for infomiation regarding the valuation of such -investments." IV. Status as a Politically Exposed Person. Is the Investor a senior government, political or military official, or an immediate family member or close associate of such person (a "politically exposed person")? Yes No If yes, which government , what position in the government and, if an immediate family member or close associate of a politically exposed person, what relationship to the politically exposed person V. Source of Funds. Please summarize the sources of funds used to make this investment (for example, business profits (if so, state type of business), investment income, savings, etc.): VI. Employee of Deutsche Bank. IF ME INVESTOR IS NOT AN EMPLOYEE OF DEUTSCHE BANK. PLEASE DO NOT INITIAL THE STATEMENT BELOW. IF THE INVESTOR IS AN EMPLOYEE OF DEUTSCHE BANK, PLEASE INITIAL INDICATING THAT THE !NV&STOR HAS READ AND UNDERSTOOD THE STATEMENT BELOW. The Investor understands and acknowledges that, if it is determined by the General Partner or the Investment Manager, in its sole discretion, that its investment in the Onshore Feeder Fund would violate the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, any rules or regulations promulgated thereunder, or any other applicable law or regulation, the Investor shall be requited to sell or otherwise transfer its Interest and none of the Onshore Feeder Fund, the General Partner, the Investment Manager or any of their affiliates shall be liable for any losses the Investor may incur. The Investor acknowledges that it is an employee of Deutsche Bank Securities Inc. or Deutsche Bank Trust Company Americas and has solicited Interests in the Onshore Feeder Fund. Investor Questionnaire - 3 Confidential CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0108586 CONFIDENTIAL SONY GM_00254770 EFTA01451779