EFTA00823938.pdf

From: "Jeffrey E." <[email protected]> To: Gerald Pollack Subject: Fwd: Investment Opportunity to Benefit the Institute for Venture Science Date: Wed, 13 Jul 2016 19:04:44 +0000 ??? gerry, you are too good of a scientist and mensch to be sending things like this Forwarded message From: Harold Graham <1 a Date: Wed, Jul 13, 2016 at 2:52 PM Subject: Investment Opportunity to Benefit the Institute for Venture Science To: "jeevacation®gmail.com" [email protected]> Cc: Gerald Pollack Good day Jeff, We are a boutique investment bank in Central Florida, working for clients across the financial spectrum. I personally represent the Institute for Venture Science (IVS) as Director of Development, as the future of science is a personal interest of mine. It is with this in mind that I contact you today, as a very generous offer comes via one of our investment banking clients. Should you or one of your contacts provide financing, a $1MM USD donation would be made to the IVS. The client is called the Clean Air Assistance Program, a UK company with the goal of providing clean air technologies to high carbon producing companies and government entities across the globe. Through an agreement with HSBC London, the investment and 7.65% interest are guaranteed by HSBC. The minimum investment is $100MM USD, there is no limit. Details of the offer: • 100% of principal and 7.65% interest is guaranteed by HSBC, the guarantor for 13 months. • Security is provided by two "Instruments of Guarantee"from HSBC: a "Standby Letter of Credit" and a "Certificate of Deposit", totaling 107.65% of the principal amount and both backed by cash or acceptable liquid assets. • Using investor funds to pay commissions is strictly forbidden by the guarantor. • The guarantor relationship is sensitive, details from HSBC will NOT be disclosed until an LOI is received and funds have been verified. • The guarantor has currently placed no limit on number of $100MM investors, only a minimum investment of $100MM USD. We are free to raise a billion should we have the access, the IVS donation on each does not decrease. • The issuer, CAAP is a UK company in the business of providing fuel and carbon reduction technology to high carbon producing entities in exchange for their carbon credits, and a share of fuel consumption savings. o Funds will be used to capitalize the issuer's business model, and thus to globally reduce carbon emissions through the spread of clean air technologies. o Any earned carbon credits, as well as a percentage of fuel savings are paid to CAAP. Of course, as an investment banker we have many other deals we would love to discuss with you, however, since your initial interest was in the IVS we thought you might assist with this first. Please advise any questions of concerns? Sincerely, Harold Graham EFTA00823938 Harold W. Graham, Jr. President HW Graham & Associates M: E-Mail: This email message is intended only for the recipient to whom it is addressed and may contain information that is privileged and confidential. Nothing contained in this email constitutes tax, legal, insurance or investment advice, nor does it constitute a solicitation or an offer to buy or sell any security or other financial instrument. If you are not the intended recipient of this message, any use, dissemination, distribution or copying of this communication is strictly prohibited. If you have received this communication in error, please immediately notify the sender and permanently delete all copies that you may have. Securities offered through Growth Capital Services (member FINRA, SIPC). please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA00823939