EFTA01413840.pdf

Subject: RE: Trade Details 04 02 2018 I From: Martin Zeman Date: Mon, 02 Apr 2018 17:10:02 -0400 To: Stewart Oldfield ‹ > Classification: For internal use only Working on it. I talked to Paul today briefly and want to have a more detailed conversation tomorrow on what he imagines in terms of levels so we target the request in GM better. They hate it when we ask for 3 million prices without the client being clear on what they want. Had a great trip. Hope you have the same.... From: Stewart Oldfield Sent: Monday, April 02 2018 5:01 PM To: Martin Zeman Subject: Re: Trade Details 04/02/2018 [I] Thanks. Did you get him some worst-of put prices? We made some KYC progress while you were out. Hope you had a good trip Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 EFTA01413840 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Apr 2, 2018, at 4:07 PM, Martin Zeman wrote: Classification: For internal use only So that you know what's happening... From: Liam Osullivan Sent: Monday, April 02, 2018 4:06 PM To: ; 'Richard Kahn' Cc: Davide-A Sferrazza <[email protected]>; Martin Zeman <[email protected]>; Xavier Avila <[email protected]>; Joshua Shoshan <[email protected]> Subject: Trade Details 04/02/2018 [C] Classification: Confidential Paul, EFTA01413841 Today you executed the following trades in the SFLLC account: Bought 1000 GOOG at 1,004.57849 Bought 500 AMZN at 1,366.90876 Thank you, Liam <image001.gif> Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 P rk Av n 101 4-0004 New York, NY, USA Tel. Emai Prepared on 04/02/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. KCP products and services are intended and available only for persons who EFTA01413842 are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01413843