EFTA01520416.pdf

J.P.Morgan JPMorgan Chase Bank, N.A. CHISLAINE MAXWELL ACCT. Q52167006 270 Park Avenue, New York, NY 10017-2014 For the Period 9/1/10 to 930/10 Asset Account J.P. Morgan Team Table of Contents Page Client News Paul Morris Banker 212-464-0701 Account Summary 2 J.P. Morgan Securities Inc. (JPMSI) Net Capital and Ian Hirschfield Investment Specialist 212 622- 2654 Holdings Net Capital Requirements: Janet Young Client Service Team 800/634-1318 Equity 4 At June 30. 2010. JPMSI's net capital of 57.5 billion VVilliam Doherty Ill Client Service Team Cash and Short Term 7 exceeded the minimum regulatory net capital Fixed Income 10 requirement of $500 million by 57.0 billion. Options 13 At July 31. 2010 JPMSI's net capital of 58.2 billion Foreign Exchange Contracts 14 exceeded the minimum regulatory net capital Other Assets 15 requirement of $500 million by 57.7 billion. Portfolio Activity 16 The J.P. Morgan Securities Inc. June 30.2010 Online access www.MorganOnline.com unaudited Statement of Financial Condition may be obtained, at no cost, by accessing the following JPMorgan Chase & Co. Web Ste address: httpRinvestor.shareholder.comipmorganchaseffinancial- condition.cfm Additionally, you may call the following toll-free phone number to request a hard copy of the statement: 1-866-576-1300. Please note that on September 1, 2010. JPMSI converted to a limited liability company and changed its name to J.P. Morgan Securities LLC. As per the enclosure in your monthly statement, your account utilizes a High Cost methodology as standing instructions for disposing of stocks. 00020247270002900003 MAXWE00 20501004 Page 1 of 34 Confidential Treatment Requested by JPMorgan JPM-SDNY-00047734 Chase CONFIDENTIAL SDNY_GM_00316932 EFTA01520416