EFTA01453787.pdf

e an raup 15Ars 2014 SOUTHERN FINANCiAL, LLC Pair 2 Of 3 Request 182298 As of 15 Apr 14 Dadochs Bark AO SOUTHERN FINANCIAL, LLC RtitOefor IIIIMErl Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644951 SOUTHERN FiEurcrOpl 21-Nov2013 20-Nov-2014 25-Nov-2014 (1pco 0)300) USD 101.000.000 JPY SHORT ELRCREAN CALL 1010000 (29.61867) 710423459 FINANCIAL. LLC 36636443EJ SOUTHERN FXOneBanDneT 21-Nov-2013 20.flear.2014 2541m4014 (21.00090) USD 0 JPY LONG EUICPEAN 0.000D 13.87083 710423461 F MANUAL, LLC otchOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nw.2013 20.Nov.2014 25-Nov-2014 (21,M0 CC) USD 0 JPY LONG EUROPEAN 0.0090 11,568.79 710423463 FittANCAL, LLC ouchOpt X63644361 SOUTHERN FXOnef3ananeT 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000 961 USD 0 JPY LONG ELPCPEAN 0.0000 9,54887 7104230 FiNANCIAL.LLC ouchOpt 381388504! SOUTIERN FxEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (10.9909(30D) USD 1,025,000,000 PT SHORT ELIRCPEAN CALL 102 5000 ;27.7938:1 745230011 FNANCIAL, LLC Subtotal: (22.424 05) Long! NotCcy Trade ID Counterpart./ Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity NotAmt 1 1 Strike Price MTM(USD) 390962915/ SOUTHERN FINANCIAL, Commodity ISA/at:2014 15,May.2014 22Nay .201 4 LONG EURCPEAN WTI 103,00090 USD 00000 (34,2%43) 767318425 LLC Derivative Subtotal: Comatodlties • One Metal Derivatives Long/ Nolecy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Rel. Entity NotAmt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ SOUTEERN Ccromodly0prEu 03-Apr-2014 05Dec-20I 4 C6-Dec-2014 SI CRT EUICPEAN CALL CU (8.75090003) USD ::0 001MT25 0 7,0300000 f244.22022) 778125395 FINANCIAL. LLC ro Elasefitetal Subtotal: (244,29322: Statement ID: 182298_20140415_20140416_1 The valuation Information set forth In this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111605 CONFIDENTIAL SDNY_GM_00257789 EFTA01453787