EFTA01362663.pdf

Thanks, Zack From: Nina Tona Sent: Monday, Februa 12, 2018 7:42 AM To: Amber Davis >; Kareen Johnson < >; COB GMLondon-Jax ; Yolanda Wood < >• Rita Shte nberg ‹ > Subject: RE: ***REASSIGN NEEDED***FW SOUTHERN FINANCIAL LLC Hello All, Please advise on the below. The client wants to conduct business and we need to complete this NCA as soon as possible. Thank you, Nina Tona From: Nina Tona < > Date: Friday, Feb 2018 10:17 AM To: Amber , Kamen Johnson , COB GMLondon-Jax , Yolanda Wood Subject: RE: •••REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - Classification For internal use only Heil '<di eel-; Please advise who will take this or. Thank you Nina Tona From: Amber Davis Sent: Thursday, Februa 08, 2018 1:12 PM To: Kareen Johnson < COB GM London-Jax < ; Yolanda Wood Cc: Nina Tona Subject: " " REASSIGN NEEDED FW: SOUTHERN FINANCIAL LLC - ONB Classification For internal use only Good afternoon, This will need to be reassigned due to I am now working strictly GSAM accounts, please have assigned to someone else. This fund triggered an alert that this account is past review date, so we must complete a full KYC. Thanks, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052173 CONFIDENTIAL SDNY GM_00198357 EFTA01362663