EFTA01418148.pdf

Subject: RE: Southern Financial P/L - YTD [C] From: Martin Zeman Date: Wed, 20 Jun 21.111,11 1. > To: Stewart Oldfield Cc: Liam Osullivan Davide-A Sferraz Joshua Shoshan < Xavier Avila Daniel-E Kaiser Nina Tona Alastair Mackinla Ian Salters Vahe Stepanian Will do mate. From: Stewart Oldfield dc > Date: Wednesday, Jun 20, 2018, 14:28 To: Martin Zeman Cc: Liam Osullivan < Davide-A Sferrazza < Joshua Shoshan Xavier vi a , Daniel-E Kaiser m>, Nina Tona Alastair Mackinlay < Ian Salters <ni>, Vahe Stepanian Subject: RE: Southern Financial P/L - YTD [C] Thanks. I see Terri listed as the banker on the OTC tab. Can you make sure the revenues are flowing through to me rather than her? From: Martin Zeman Sent: Wednesday, June 20, 2018 2:11 PM To: Stewart Oldfield Cc: Liam Osullivan • Davide-A Sferrazza os ua os an >; Xavier Avila • Daniel-E Kaiser ; Martin Zeman ; Nina Tona < Alastair Mackinlay Ian Salters Vahe Stepanian Subject: Southern Financial P/L - YTD [C] Importance: High EFTA01418148 Classification: Confidential Stewart, Here is the breakdown of what the YTD P/L for Southern Financial looks like: Pershing — includes any bonds, equity, listed equity options Main SFLLC Account = $72,817.40 ($26,440 of that is ECM which stopped in February plus a one-off deal in March on Dropbox) Haze Trust = $20,142.18 OTC - See attached spreadsheet for details on the OTC business. Sheet 1 -> FX = $32,394 Sheet 2 -> Rates = $40,488 (note sheet 3 includes bond deals that are already included in the Pershing numbers above) Total = $165,841 Martin fcid:[email protected] Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 345 New York, NY, USA Tel. Mobile EFTA01418149 Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01418150