EFTA01360695.pdf

From: Paul Morris Sent: 10/22/2015 5:05:49 PM To: Jj Litchford ; Ariane Dwyer ; Vahe Stepanian I CC: Stewart Oldfield ( Subject: RE: Southern Financial Ili Thanks for the help, we need to make sure going forward that we are cc'd on any significant wires going out of brokerage. Thanks Original Message From: Jj Litchford Sent: Thursday, October 22, 2015 04:46 PM Eastern Standard Time To: Ariane Dwyer; Vahe Stepanian Cc: Paul Morris; Stewart Oldfield Subject: Southern Financial [1] Classification: For Memel use only Hi Ari/ Vahe-- Thanks for your help today, we need to expand on the questions we had earlier. 1) We need to know the account balances for each of the Southern Financial Relationship brokerage accounts on 12/31/2014 as well as the current balances. Unfortunately, we don't have system visibility into brokerage accounts anymore. 2) For outflows, we need a better understanding of where large ($1MM+) wires were and are going. Is there a way to pull all wires over $1MM and where they were sent? More concerned with anything leaving the DB umbrella. Thanks in advance. I realize #2 will likely take some leg work... we are most concerned presently with #1. JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset it Wealth Management 345 Park Avenue, 24th Floor New York New York 10154 Petsidincitf Perferon. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049207 CONFIDENTIAL SDNY_GM_00195391 EFTA01360695