EFTA01452673.pdf

irsr ... 7,47:a..:7 1-7".. :.i..INTRIMPRINF 21 Feb2014 SOUTHERN Paps 2 Of 2 r .. Dadochs !MACAO SOUTHERN FINANCIAL, LLC Rt;00los Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364436' SOUTHERN FX OPTION 21-Nov.2013 2611ov2014 25-Nov.2014 (LOCO 900 cr.); USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 :41 ireJa en 710423459 FINANCIAL. LLC 366364438/' SOUTHER! FXOPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0000 13.12624 710423461 FINANCIAL, LLC 36i6364438/ SOUTHERN FXOPTION 21.Nov-2013 20-Nov-2014 25-Nov-2014 111.CtXt 001 USD 0 JPY LONG EUROPEAN 0.0000 11.316 76 710423463 FINANCIAL. LLC 366364436/ SOUTHER! EXOPTION 21-Nov.2013 20-Nov.2014 25-Nov.2014 (21930 001 USD 0 JPY LONG ELRCPEAN 0.0000 9,69215 710423465 FINANCIAL. LLC 3778178W SOUTHERN FXOPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10,01X000) USD 11.003,00000 CAD SHORT ELRCKAN CALL 1.100D (182. 52) 737154817 FINANCIAL, LLC 377817895/ SOUTHERN FXOPTION 17-Jan-2014 17-44%2014 21-Apr-2014 (10.000,00000) USD 11.300.003 00 CAD SHORT EUROPEAN CALL 1.1300 36.37638 737154818 FINANCIAL, LLC 381388504/ SOUTHERN FXOPTION 31-Jan-2014 01.May.2014 07.May.2014 (10.000.00000) USD 1025.000.000 JPY SHORT EUROPEAN CALL 102 5003 ;152.639 2,0 745230011 FINANCIAL. LLC Subtotal: (316 259 10! Isiat (316,259.10) Statement ID : 182298_20140221_20140224_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109853 CONFIDENTIAL SDNY_GM_00256037 EFTA01452673