EFTA01351281.pdf

Subject: Re: Fw: Portfolio Review... [I] From: Tazia Smith < Date: Mon, 06 Jan 2014 16:10:53 -0500 To: Paul Morris Classification: For internal use only Yes! Was basing that number on Jeepers cash her and ST cash you have there (really closer to 75mm) (Embedded image moved to file: pic15016.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New Y Tel. Fax + Mobil Email (Embedded image moved to file: pic12819.gif) From: To: Date: 01/06/2014 04:08 PM Subject: Re: Fw: Portfolio Review... [I] Classification: For internal use only thx, also has a lot of cash on the bank side, Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor EFTA01351281 New Yo Office Cell: From: To: Paul Morris, Date: 01/06/2014 11:47 AM Subject: Fw: Portfolio Review... [I] Classification: For internal use only meant to cc you.. Forwarded by on 01/06/2014 11:47 AM From: To: Date: 01/06/2014 11:46 AM Subject: Portfolio Review... [I] Classification: For internal use only Vinit - Per our discussion, positions attached. EFTA01351282 Client is looking for feedback on every single position from us/DB collectively. Would especially love your thoughts on the mortgage/asset back positions I would like us to consolidate our team's view on preferreds, and fixed to float hybrids Most importantly we want to work collectively to be very actively in front of this client with NEW opportunities, across all asset classes Notes: 1) In addition to these positions he has over $60mm in cash here at DB, as well as derivatives rolling off and equity collateral still to come over from JP 2) This client will look at everything. Completely asset class agnostic. 3) This client is Very plugged in to financial sponsors and global decision makers 4) We have sent him over a dozen investment/trade ideas since assuming coverage (late Oct). He travels a quite a bit and is not always reachable. As such, suggestions need to be short, poignant, and sized (ie. "suggest $5mm notional in XYZ") Two currently pending trades: Pending entry point: basket of Japanese equities ($lmm across the basket below), opportunstically short yen as an overlay Pending infrastructure set up: Eurostoxx hedge (has a basket of single names still at JPM that ran up nicely last year, this would be an overlay) Please see the attached. Look forward to discussing with you! Tazia [attachment "Southern Financial 1.2.14.xls" deleted by Paul Morris/db/dbcom] [attachment "Southern Financial USDJPY.pdf" deleted by Paul Morris/db/dbcom] [attachment "Haze 1.2.14.xls" deleted by Paul Morris/db/dbcom] [attachment "Southern Trust 1.2.14.xls" deleted by Paul Morris/db/dbcom] (Embedded image moved to file: pic22704.gif) (Embedded image moved to file: pic20588.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. Fax Mobi1 Emai1 (Embedded image moved to file: pic12269.gif) EFTA01351283