EFTA01358616.pdf

(g) If the answer to 28(f) is "yes", list the website address(es): No Information Filed You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor, or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund uses. If the private fund uses more than one marketer you must complete questions (b) through (g) separately for each marketer. Yes No (b) Is the marketer a related person of your firm? r (c) Name of the marketer: J. P. MORGAN SECURITIES INC. (d) If the marketer is registered with the SEC, its file number (e.g., 801-, 8-, or 866-): and CRD Number (if any): (e) Location of the marketer's office used principally by the private fund (city, state and country): City: State: Country: NEW YORK New York United States Yes No (0 Does the marketer market the private fund through one or more websites? r tr. (g) If the answer to 28(f) is "yes", list the website address(es): No Information Filed You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor, or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund uses. If the private fund uses more than one marketer you must complete questions (b) through (g) separately for each marketer. Yes No (b) Is the marketer a related person of your firm? r (c) Name of the marketer: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (d) If the marketer is registered with the SEC, its file number (e.g., 801-, 8-, or 866-): and CRD Number (if any): (e) Location of the marketer's office used principally by the private fund (city, state and country): City: State: Country: NEW YORK New York United States Yes No (0 Does the marketer market the private fund through one or more websites? r ez. (g) If the answer to 28(f) is "yes", list the website address(es): No Information Filed You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor, or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund uses. If the private fund uses more than one marketer you must complete questions (b) through (g) separately for each marketer. Yes No CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046555 CONFIDENTIAL SDNY_GM_00192739 EFTA01358616