EFTA01357976.pdf

From: Amanda Kirby Sent: 2/6/2015 9:56:32 AM To: PWMUS AMLKYC [[email protected] Subject: FW: rdc alert Attachments: rdc alert.pdf; rdc alert_l.pdf; rdc a lert_2.pdf; RDC Clearance.pdf Classification: For Internal use only These alerts are from 2008. I requested research after October 2013 as the below had already been cleared in the last KYC. Please clear again. Attached is the prior clearance. From: Urvashi Lavania On Behalf Of PWM BIS-Research Sent: Friday, February 06, 2015 9:52 AM To: Amanda Kirby Cc: PWMUS AMLKYC Subject: rdc alert [I] Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. See iliachea rdc alertpiffi(See (welchedfile: rdc alert 1.payfi.S'ee ailachedfile: rdc alert_2.pdf) Regards Urvashi CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0045182 CONFIDENTIAL SDNY_GM_00191366 EFTA01357976