EFTA01542626.pdf

August 30, 2003 - September 30, 2003 NES, LLC Primary Account Number: Total enclosures: 67 Page 1 of 6 967 000 PB NES, LLC ERIC GANY NEW YORK STRATEGY GROUP 457 MADISON AVENUE, 4TH FLOOR NEW YORK NY 10022 JPMorgan Chase Bank Your JPMorgan Private Bank Team: CAMILLO D'ORAZIO ETHAN HORNBECKER Private Bank ServiceLine For assistance after business hours, 7 days a week. Relationship Banking Summary Deposit Accounts Business Checking Description Total Number Opening Balance $82,073.67 Total Credits $550,000.00 Total Debits $518,065.18 Ending Balance $114,008.49 $114,008.49 JPMorgan Private Bank EFTA01542626 August 30, 2003 - September 30, 2003 NES, LLC Primary Account Number: Page 2 of 6 JPMorgan Private Bank Business Checkin Account Number NES, LLC Summary Opening Balance Deposits and Credits Checks, Withdrawals and Debits Ending Balance Activity Date $82,073.67 $550,000.00 $518,065.18 $114,008.49 Description Debit Opening Balance Sep 02 Sep 02 Customer Transfer Credit CUSTOMER TRANSFER CREDIT FROM A/C # REF #11110002311 0000000000 Internal Funds Transfer JEFFREY E EPSTEIN Sep 02 Sep 03 Sep 03 Sep 03 FUNDS TRANSFERRED FROM DDA AC# TO DDA AC# LE TTER FROM CLIENT Check Paid # 20318 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 090434A01 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 090434M01 Internal Funds Transfer AS OF SEP 02, 2003 NES, LLC Sep 03 Sep 03 Sep 05 EFTA01542627 FUNDS TRANSFERRED FROM DDA AC# TO DDA AC# PH ONE INSTRUCTIONS FROM CLIENT Check Paid # 1025 Check Paid # 20331 Internal Funds Transfer JEFFREY E EPSTEIN Sep 05 Sep 05 Sep 05 Sep 05 Sep 05 Sep 05 FUNDS TRANSFERRED FROM DDA AC# TO DDA AC# LE TTER FROM CLIENT Check Paid # 1022 Check Paid # 20330 Check Paid # 20336 Check Paid # 20337 Check Paid # 20339 Check Paid # 20340 $100,000.00 $282,073.67 Credits $100,000.00 Balance $82,073.67 $182,073.67 $646.31 $15,321.95 $33,751.56 $100,000.00 $281,427.36 $266,105.41 $232,353.85 $132,353.85 $40,000.00 $5,810.18 $200,000.00 $92,353.85 $86,543.67 $286,543.67 $9.00 $132.06 $181.35 $427.39 $2,590.92 $338.38 $286,534.67 $286,402.61 EFTA01542628 $286,221.26 $285,793.87 $283,202.95 $282,864.57 EFTA01542629 August 30, 2003 - September 30, 2003 NES, LLC Primary Account Number: Page 3 of 6 JPMorgan Private Bank Business Checkin Account Number NES, LLC Activity Date Sep 05 Sep 08 Sep 09 (cont.) Description Debit Check Paid # 20345 Check Paid # 20334 Internal Funds Transfer JEFFREY E EPSTEIN Sep 09 Sep 09 Sep 09 Sep 09 Sep 09 Sep 09 Sep 09 Sep 10 Sep 10 Sep 10 Sep 10 Sep 10 Sep 10 Sep 10 Sep 10 Sep 11 Sep 11 Sep 11 Sep 11 Sep 11 Sep 11 Sep 12 Sep 12 Sep 12 Sep 12 Sep 12 Sep 15 Sep 16 FUNDS TRANSFERRED FROM DDA AC# TO DDA AC# LE EFTA01542630 TTER FROM CLIENT Check Paid # 1026 Check Paid # 20333 Check Paid # 20335 Check Paid # 20338 Check Paid # 20341 Check Paid # 20342 Check Paid # 20346 Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 13TPW 4165548 Check Paid # 20332 Check Paid # 20343 Check Paid # 20344 Check Paid # 20351 Check Paid # 20352 Check Paid # 20353 Check Paid # 20354 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 090434V01 Check Paid # 20348 Check Paid # 20355 Check Paid # 20356 Check Paid # 20357 Check Paid # 20358 Check Paid # 20347 Check Paid # 20349 Check Paid # 20361 Check Paid # 20362 Check Paid # 20363 Check Paid # 20359 Internal Funds Transfer JEFFREY E EPSTEIN Sep 16 FUNDS TRANSFERRED FROM DDA AC# TO DDA AC# LE TTER FROM CLIENT Check Paid # 20350 $95.92 $625.00 $50,000.00 Credits Balance $282,768.65 $282,143.65 $332,143.65 $188,370.00 $428.15 $47.06 $13,114.91 EFTA01542631 $225.68 $66.98 $652.51 $87.16 $217.26 $99.21 $23.95 $25.06 $68.02 $81.21 $46.20 $1,362.39 $800.00 $134.44 $47.06 $40,258.00 $462.00 $2,800.00 $113.55 $49.20 $38.61 $64.47 $471.89 $50,000.00 $143,773.65 $143,345.50 $143,298.44 $130,183.53 $129,957.85 $129,890.87 $129,238.36 $129,151.20 $128,933.94 $128,834.73 $128,810.78 $128,785.72 $128,717.70 $128,636.49 $128,590.29 $127,227.90 $126,427.90 $126,293.46 $126,246.40 $85,988.40 $85,526.40 $82,726.40 $82,612.85 $82,563.65 $82,525.04 $82,460.57 $81,988.68 EFTA01542632 $131,988.68 $25.54 $131,963.14 EFTA01542633 August 30, 2003 - September 30, 2003 NES, LLC Primary Account Number: Page 4 of 6 JPMorgan Private Bank Business Checkin Account Number NES, LLC Activity Date Sep 17 Sep 17 Sep 17 Sep 24 Sep 24 Sep 24 Sep 25 Sep 25 Sep 25 Sep 25 Sep 25 Sep 25 Sep 25 Sep 25 Sep 25 Sep 25 Sep 25 Sep 25 Sep 25 Sep 26 (cont.) Description Debit Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 091836A01 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 091836M01 Check Paid # 20360 Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 13TPW 4568546 Check Paid # 20369 Check Paid # 20379 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 66TPW 091836V01 Check Paid # 20364 Check Paid # 20368 EFTA01542634 Check Paid # 20371 Check Paid # 20372 Check Paid # 20373 Check Paid # 20374 Check Paid # 20375 Check Paid # 20376 Check Paid # 20377 Check Paid # 20380 Check Paid # 20381 Check Paid # 20385 Internal Funds Transfer JEFFREY E EPSTEIN Sep 26 Sep 26 Sep 26 Sep 29 Sep 29 Sep 29 Sep 29 Sep 29 Sep 29 Sep 29 Sep 29 Sep 29 FUNDS TRANSFERRED FROM DDA AC# TO DDA AC# AS REQUESTED Check Paid # 20366 Check Paid # 20367 Check Paid # 20387 Check Paid # 20378 Check Paid # 20382 Check Paid # 20383 Check Paid # 20384 Check Paid # 20386 Check Paid # 20390 Check Paid # 20391 Check Paid # 20392 Check Paid # 20393 $15,146.35 $33,839.36 $600.00 $87.16 $4,024.47 $875.00 $1,362.39 $586.58 $374.45 $47.06 $105.64 $116.65 EFTA01542635 $42.32 $33.62 $58.34 $23.71 $108.63 $38.99 $140.14 $50,000.00 Credits Balance $116,816.79 $82,977.43 $82,377.43 $82,290.27 $78,265.80 $77,390.80 $76,028.41 $75,441.83 $75,067.38 $75,020.32 $74,914.68 $74,798.03 $74,755.71 $74,722.09 $74,663.75 $74,640.04 $74,531.41 $74,492.42 $74,352.28 $124,352.28 $64.50 $710.58 $6,558.36 $178.48 $406.88 $95.47 $770.86 $400.00 $77.72 $238.82 $43.82 $513.78 $124,287.78 $123,577.20 $117,018.84 $116,840.36 $116,433.48 $116,338.01 $115,567.15 $115,167.15 $115,089.43 EFTA01542636 $114,850.61 $114,806.79 $114,293.01 EFTA01542637 August 30, 2003 - September 30, 2003 NES, LLC Primary Account Number: Page 5 of 6 JPMorgan Private Bank Business Checkin Account Number NES, LLC Activity Date Sep 29 Sep 30 Sep 30 (cont.) Description Debit Check Paid # 20394 Check Paid # 20388 Check Paid # 20389 Ending Balance Checks Paid Check 1022 1025 1026 20318 20330 20331 20332 20333 20334 20335 20336 20337 20338 20339 20340 20341 20342 20343 20344 20345 20346 20347 20348 * * * Date Sep 05 EFTA01542638 Sep 03 Sep 09 Sep 02 Sep 05 Sep 03 Sep 10 Sep 09 Sep 08 Sep 09 Sep 05 Sep 05 Sep 09 Sep 05 Sep 05 Sep 09 Sep 09 Sep 10 Sep 10 Sep 05 Sep 09 Sep 12 Sep 11 Total Checks Enclosed Checks: 67 Fees and Charges for Business Accounts We value your relationship with JPMorgan Private Bank. You were not charged for services this statement period. Thank You. *Gap in check sequence Amount Check $9.00 $40,000.00 $188,370.00 $646.31 $132.06 $5,810.18 $217.26 $428.15 $625.00 $47.06 $181.35 $427.39 $13,114.91 $2,590.92 $338.38 $225.68 $66.98 $99.21 $23.95 $95.92 $652.51 EFTA01542639 $2,800.00 $800.00 20349 20350 20351 20352 20353 20354 20355 20356 20357 20358 20359 20360 20361 20362 20363 20364 20366 20367 20368 20369 20371 20372 20373 Date * * Sep 12 Sep 16 Sep 10 Sep 10 Sep 10 Sep 10 Sep 11 Sep 11 Sep 11 Sep 11 Sep 15 Sep 17 Sep 12 Sep 12 Sep 12 Sep 25 Sep 26 Sep 26 Sep 25 Sep 24 Sep 25 Sep 25 Sep 25 EFTA01542640  Amount Check $113.55 $25.54 $25.06 $68.02 $81.21 $46.20 $134.44 $47.06 $40,258.00 $462.00 $471.89 $600.00 $49.20 $38.61 $64.47 $586.58 $64.50 $710.58 $374.45 $4,024.47 $47.06 $105.64 $116.65 $317,106.86 20374 20375 20376 20377 20378 20379 20380 20381 20382 20383 20384 20385 20386 20387 20388 20389 20390 20391 20392 20393 20394 Date Sep 25 Sep 25 Sep 25 Sep 25 EFTA01542641 Sep 29 Sep 24 Sep 25 Sep 25 Sep 29 Sep 29 Sep 29 Sep 25 Sep 29 Sep 26 Sep 30 Sep 30 Sep 29 Sep 29 Sep 29 Sep 29 Sep 29 Amount $42.32 $33.62 $58.34 $23.71 $178.48 $875.00 $108.63 $38.99 $406.88 $95.47 $770.86 $140.14 $400.00 $6,558.36 $148.69 $84.44 $77.72 $238.82 $43.82 $513.78 $51.39 $51.39 $148.69 $84.44 $518,065.18 $550,000.00 $114,008.49 Credits Balance $114,241.62 $114,092.93 $114,008.49 EFTA01542642 EFTA01542643 August 30, 2003 - September 30, 2003 NES, LLC Primary Account Number: Page 6 of 6 JPMorgan Private Bank Important Information about Your Statement Personal accounts are subject to the Deposit Accounts Agreement or the General Terms For Accounts and Services. Business accounts are subject to the Terms and Conditions for Commercial Accounts or the General Terms For Accounts and Services. Your accounts, unless otherwise indicated on the statement, are held by JPMorgan Chase Bank (the "Bank"). Deposit accounts held at the Bank, including checking, savings, CD, and money market accounts, are FDIC insured. In Case of Errors or Questions About Your Electronic Funds Transfers (personal accounts only) Telephone or write to the Bank if you think your statement or receipt is wrong, or if you need more information about an electronic transaction on a statement or receipt. The phone number for inquiries is printed on the front of this statement. The address for inquiries appears below. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. • • Tell us your name and account number. Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. • Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days to do this (20 business days for transactions outside the U.S. and point-of-sale transactions), we will recredit your account for the amount you think is in error so that you will have use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non Electronic Transfers Please examine your account at once. If you feel an error has taken place or have questions concerning a non-electronic transaction, telephone or write us within 30 days. The phone number is printed on the front of this statement. The address appears above. If no report is received within this period, your account will be considered correct. Mutual Funds/Securities Securities (including Mutual Funds) and annuities are not bank deposits and are not FDIC insured nor are they obligations of or guaranteed by JPMorgan Chase Bank, or its affiliates or any federal or state government or government agency or government sponsored agency. Securities (including mutual funds) and annuities involve investment risks, including the possible loss of the principal amount invested. The distributor of the JPMorgan Funds is JPMorgan Fund Distributors, Inc. which is not affiliated with the Bank. The Bank and its affiliates EFTA01542644 receive compensation from the JPMorgan Funds for providing services to the funds. Read the JPMorgan Funds prospectuses carefully for details, including fees and expenses, before investing or sending money. JPMorgan Select Shares of the Connecticut Daily Tax Free Income Fund, Inc. and JPMorgan Select Shares of the New Jersey Daily Municipal Income Fund, Inc. are not part of, or affiliated with, the JPMorgan Family of Mutual Funds. Reich & Tang Distributors Inc. and Reich & Tang Asset Management L.P., which are unaffiliated with JPMorgan, are the funds' distributors and investment advisor. Reich & Tang Distributors Inc. is a member NASD. The Bank is not a registered broker-dealer. Securities transactions may be through JPMorgan Fund Distributors, Inc. a subsidiary of the Bank, is a member of NASD/SIPC. IRA Accounts Accounts of the Bank as trustee, or as discretionary investment manager for an ERISA plan or an IRA that hold Fiduciary Shares (as described below) do not bear any portion of investment, administrative, custodian or other charges paid to the Bank or its affiliates for services to JPMorgan Funds for which a rebate process has been established since these charges are subject to rebate as defined below. For accounts of the Bank as trustee, or discretionary investment manager for an ERISA plan or an IRA, which hold shares in the JPMorgan Funds other than Fiduciary Shares, the Bank receives fees for services from the JPMorgan Funds but waives account fees with respect to the funds so held. "fiduciary Shares" means shares of JPMorgan Select Funds and Institutional Shares of the JPMorgan Bond Fund II, JPMorgan Short-Term Bond Fund II, JPMorgan Intermediate Bond Fund II, and JPMorgan Large Cap Equity Fund held in Bank trust accounts or in discretionary investment management accounts at the Bank held by ERISA plans or IRAs. "Rebate" means an amount returned by the Bank to the account which holds the Fiduciary Shares. The rebate amount represents the portion of servicing fees paid to the Bank by the mutual fund with respect to Fiduciary Shares. Please direct all inquiries to your Morgan Account Officer at JPMorgan Private Bank Client Service 500 Stanton Christiana Road, 1/OPS3 Newark, DE 19713-2107 EFTA01542645