EFTA01379235.pdf

• Please tell them to call me if they reject this... • Still laughing C — Please check to see if there is a memo that was accompanied by Chip Packard's approval. If there is none, I recommend "refreshing" the approval with current senior management. The current e-mail approval does not address what exactly is being discussed and approved. - Kindly provide this please. • Recent ExCo approval was obtained and attached. All alerts have been cleared. What do they need here - an updated ExCo approval? D - The address of employer for Caroline is missing. In addition, please include how long she has been with that company etc. — For Caroline. I have now updated Sotheby's Switzerland address & already updated that she was appointed there in 2012. Please advise if you have any additional points to add? • Think you. No. E — The "How Was the Client(s) Introduced? How long has the RM personally known the client?" field talks about Zorro Management. Please amend. — Updated as appropriate. • JetTmy Epstein met with Stew Oldfield on 317117 to open new aCti for other entity. This is in the introduction field. RM has known the client for 4 years F — New fields were added as part of Dbforce change last weekend. Please ensure those fields am filled out. — Please advise on the following additional points for this case, as appropriate: <image002.png> High Risk Countries — NO Shares to 3'd panics — NO Bearer shares, controls — NO Structure complex — NO Prohibited — NO Regards. Brad <image001.gif> Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl New Y NY 10154 Tel, Fax Email Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Wednesday, Aueust 01 2018 4:41 AM To: Bradley Gitlin Cc: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case4101946825 Importance: High Good Morning Brad/Stewan. I have received following 'new' rejection points on this case, as follows, see me comments in red below — Reason for Rejection:7/3I A — Please provide a recent document that will serve as address proof. The IRS document is from September. 2016. — Could you provide latest (July 18) bank statement for this entity? This should resolve this request. B — Nature of Business: What do they do with the artwork? Do they purchase it and re-sell it? Does the trust only hold artwork as assets? — As per constitutional does. the purpose of Prytanee LLC is for engaging in the acquisition, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076570 CONFIDENTIAL SONY GM_00222754 EFTA01379235