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📄 Extracted Text (453 words)
Deutsche Bank
06 February 2015 Deutsche Bank AG London
Winchester House
Great Winchester Street
London EC2N 2DB
Telephone: +44 207 545 8000
do Deutsche Bank Securities Inc
60 Wail Street
New York, NY 10005
Southern Financial LLC
6100 Red Hook Quarter
ST Thomas VI 00602 'nounsI Antenna. Numt*r. NY•NY•SW-EUS4512070 1OO
Our Transaction Reference Number: NY eussinri
Dear Sir / Madam,
The purpose of this letter agreement (this "Confirmation") is to confirm the terms and conditions of the
Transaction entered into on the Trade Date specified below (the "Transaction") between Deutsche Bank
AG, acting through its London branch ("Party A" or "Deutsche") and Southern Financial LLC
("Party B" or "Counterparty"). This Confirmation constitutes a "Confirmation" as referred to in the ISDA
Master Agreement specified below. This Confirmation constitutes the entire agreement and understanding
of the parties with respect to the subject matter and terms of the Transaction and supersedes all prior or
contemporaneous written and oral communications with respect thereto.
DEUTSCHE BANK AG IS NOT REGISTERED AS A BROKER DEALER UNDER THE U.S.
SECURITIES EXCHANGE ACT OF 1934. DEUTSCHE BANK SECURITIES INC. ("Dt351") HAS ACTED
SOLELY AS AGENT IN CONNECTION WITH THIS TRANSACTION AND HAS NO OBLIGATION, BY
WAY OF ISSUANCE, ENDORSEMENT, GUARANTEE OR OTHERWISE WITH RESPECT TO THE
PERFORMANCE OF EITHER PARTY UNDER THE TRANSACTION. AS SUCH, ALL DELIVERY OF
FUNDS, ASSETS, NOTICES, DEMANDS AND COMMUNICATIONS OF ANY KIND RELATING TO
THIS TRANSACTION BETWEEN PARTY A AND PARTY B SHALL BE TRANSMITTED THROUGH
DB51. DEUTSCHE BANK AG, LONDON BRANCH IS NOT A MEMBER OF THE SECURITIES
INVESTOR PROTECTION CORPORATION (SIPC).
1. This Confirmation supplements. forms a part of and IS subect to, the ISDA Mester Agreement
dated as of 28 October 2013, es amended and supplemented from time to time (the "Agreement"),
between Deutsche Bank AG and Counterparty. All provisions contained in the Agreement govern this
Confirmation except as expressly modified below.
The definitions and provisions contained in the 2006 ISDA Definitions (the "2006 Definitional and in the
2002 ISDA Equity Derivatives Definitions (the "Equity Definitions" end, together with the 2006 Definitions,
the "Definitions"), In each case as published by the international Swaps end Derivatives Association, Inc.
are incorporated Into this Confirmation. In the event of any inconsistency between the 2006 Definitions
and the Equity Definitions, the Equity Definitions will govern. In the event of any Inconsistency between
either set of Definitions and this Confirmation, this Confirmation will govern. References herein to a
"Transaction" shall be deemed to be references to a "Swap Transaction" for purposes of the 2006
Definitions.
2. The terms of the particular Transaction to which this Confirmation relates are as follows:
General Terms:
Trade ID' EUS812676
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0120670
CONFIDENTIAL SDNY_GM_00266854
EFTA01459905
ℹ️ Document Details
SHA-256
214e3a37e1a85ef8d526ad6baa6ad6e1a0234041c498ea9a7c39f99ed8220227
Bates Number
EFTA01459905
Dataset
DataSet-10
Type
document
Pages
1
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