EFTA01362165.pdf

KYC Print Page 11 of 13 J. Undisclosed Pnncipal Form Complete (Intermediaries Only) F Yes l— No F Not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide wi English summary of the nature/contents of the non-English Documentation: https://dbforeepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e. 8/10/2015 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051480 CONFIDENTIAL SDNY_ GM_00197664 EFTA01362165