EFTA01656464.pdf

FinCEN I Financial Crimes Enforcement Network Dulled Sacs Dcpsuncnt of the ricabuty 99SZLZ2600000CNSO SAR-DI Transcript BSA: 30000033212365 and DCN:20082310209515 Filing Information Type of Report Initial Report Received Date 08/18/2008 Entry Date 08/19/2008 Submission Method Electronic discrete/batch filing Subject Information Subject 1 of 2 BELLER Role Subject Individual/Organization Individual Last(or Entity) Name BELLER First Name HARRY Date of Birth SSN/ITIN Form(s) of Identification Identification Type Driver's license/State ID Identification Number Issuing State Code NY Issuing State New York Corroborative Statement to No Filer Relationship to Reporting Institution TIN 134994650 Institution(s) Relationship of Subject Other. Yes POWER OF ATTORNEY ON ACCOUNT Insider No Continuing Relationship to No Reporting Institution Subject 2 of 2 [PS I LIN Role Subject Individual/Organization Individual Last(or Entity) Name EPSTEIN First Name JEFFERY Middle Name E Date of Birth SSN/ITIN Form(s) of Identification Identification Type Driver's license/State ID Identification Number Issuing State Code US Address(es) Address Type Subject permanent/mailing address Street Address NEW YORK STRATEGY GROUP LLC Page 1 The enclosed reformation was collected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of Ube Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The reformation a sensitive n nature and is to be treats accadingly The information may be used only fa a purpose con ustent with a crennal. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. induckig analysis. to protect against ntemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crones Enforcement Network or his authorized delegate. Suspicious activity reports filed under the SSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the SSA may result in criminal or civil :webs:. EFTA01656464  FinCEN I Financial Crimes Enforcement Network United Saws Depattmcnt tithe ricaauty 99831288000008 VS9 SAR-DI Transcript BSA: 30000033212365 and DCN:20082310209515 Subject Information NEW YORK STRATEGY GROUP LLC - Enhanced City NEW YORK NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10022 10022 - Enhanced Country US US - Enhanced Phone Number(s) Type Residence Number (212) 750-9790 Occupation/Type of Business MONEY MANAGER Corroborative Statement to No Filer Relationship to Reporting Institution TIN 134994650 Insfitutton(s) Relationship of Subject Customer. Yes Insider No Continuing Relationship to No Reporting Institution Suspicious Activity Information Amount Involved $800,000 Date or Date Range of Activity 01/18/2007 - 06/16/2008 Money laundering Money laundering/Structuring Bonding Company Notified No Affected Financial Soundness No Activity Location Financial Institution Location 1 of 1 Primary Regulator OCC Legal Name JPMORGAN CHASE BK NAT ASSOC EIN 134994650 Address Address Type Address where transaction occurred Street Address 1111 POLARIS PARKWAY 1111 POLARIS PKWY - Enhanced City COLUMBUS COLUMBUS - Enhanced State OH Page 2 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive n nature and is to be treated accadingly. The information may be used only for a purpose con ustent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclueng analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Frnancial Cranes Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. EFTA01656465  FCEN I Financial Crimes C United SOWS Dcpat mem of the Ticbuty Network 998ZLZ££00000£ VS9 SAR-DI Transcript BSA: 30000033212365 and DCN:20082310209515 Activity Location OH - Enhanced ZIP Code 43240 43240-2031 - Enhanced Country US US - Enhanced Filer Information Primary Regulator OCC Filer Name JPMORGAN CHASE BK NAT ASSOC EIN 134994650 Address Address Type Reporting party address Street Address 1111 POLARIS PARKWAY 1111 POLARIS PKWY - Enhanced City COLUMBUS COLUMBUS - Enhanced State OH OH - Enhanced ZIP Code 43240 43240-2031 - Enhanced Country US US - Enhanced Affected Account(s) Account Number 739110438 Closed No Contact for Assistance Full Name DEWCA/PHILLIP/A Title COMPLIANCE DIRECTOR Last Name DELUCA Middle Name A First Name PHILLIP Phone Number (614) 213-3196 Phone Type Work Law Enforcement Information No Law Enforcement Information Available Narrative SUPPORTING DOCUMENTATION ASSOCIATED WITH THIS REPORT SAR 122780 INCLUDES BUT MAY NOT BE LIMITED TO Page 3 The enclosed mformation was ca ected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury reguLstions implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive n nature and is to be treated accadingly. The information may be used only for a purpose con ustent with germinal, tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclueng analysis. to protect against ntemational terrorism. See 31 U.S.C. 5311. The information carnet be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of psastle criminal activity. akin to ccolldential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. EFTA01656466  FinCEN I Financial Unita' Crimes Enforcement Network malt ti Seats Clops the Treasury 99£ZlZ££00000£:VS9 SAR-DI Transcript BSA: 30000033212365 and DCN:20082310209515 Narrative DOCUMENTS MAINTAINED OR IDENTIFIED IN CASE FILE 197601 AND CAN BE RETRIEVED UPON REQUEST. UPON THE APPROPRIATE AND VALIDATED REQUEST OF A REGULATOR OR LAW ENFORCEMENT AGENCY SUPPORTING DOCUMENTATION WILL BE PROVIDED. SAR 122780 CASE 08 197601 JEFFREY E EPSTEIN REFERRAL SOURCE PRIVATE BANK LINE OF BUSINESS RISK GROUP REFERRAL SUMMARY CUSTOMER JEFFREY E. EPSTEIN CASHED AN UNUSUAL AMOUNT OF $40 000 CHECKS BETWEEN JANUARY 2007 AND JUNE 2008 AND LATER PLEADED GUILTY TO FELONY SOLICITATION OF PROSTITUTION ON JUNE 30 2008. KYC INFORMATION OCCUPATION MONEY MANAGER JEFFREY EPSTEIN HEADS A COMPANY THAT ADVISES PRIVATE CLIENTS WITH $1BILLION OR MORE IN ASSETS.ACCOUNT 739110438 REVIEW SUMMARY ACTIVITY IN A JPMORGAN CHASE BANK DEMAND DEPOSIT ACCOUNT IN THE NAME OF JEFFREY E. EPSTEIN INCLUDED NUMEROUS S40 000 CHECKS CASHED. THE TRANSACTIONS WERE DEEMED UNUSUAL DUE TO THE VOLUME AND FREQUENCY OF CASH WITHDRAWALS 20 FOR A TOTAL OF $800 000 FROM JANUARY 2007 THROUGH JUNE 2008. ALL TRANSACTIONS WERE CONDUCTED BY THE POWER OF ATTORNEY ON THE ACCOUNT HARRY BELLER. HARRY BELLER DOB NYS DRIVERS LICENSE ADDRESS THE FOLLOWING SHOWS THE DATES AND AMOUNTS OF CHECKS CASHED. 06/16/08 $40 000.00 05/21/08 $40 000.00 04/24/08 S40 000.00 04/01/08 $40 000.00 03/05/08 $40 000.00 02/13/08 $40 000.00 01/07/08 S40 000.00 12/14/07 S40 000.0011/27/07 S40 000.00 10/24/07 S40000.00 09/19/07 $40 000.00 09/04/07 $40 000.00 08/02/07 $40 000.00 07/10/07 $40 000.00 06/11/07 $40 000.00 05/02/07 $40 000.00 04/05/07 $40 000.00 03/01/07 $40 000.00 02/20/07 S40 000.00 01/18/07 $40 000.00 TOTAL $800 000 AN OVERALL REVIEW OF ACCOUNT 739110438 REFLECT CHECK DEPOSITS FROM INDIVIDUALS FUNDS TRANSFERS TO RELATED JPMC ACCOUNTS AND WIRE DEBITS TO BUSINESSES INVOLVED IN THE BUILDING AND CONSTRUCTION INDUSTRY. THE CUSTOMER IS IN THE PROCESS OF BUILDING A NEW ESTATE ON HIS PRIVATE ISLAND.DETERMINATION A SUSPICIOUS PATTERN OF CHECK CASHING OCCURRED IN THE CUSTOMERS ACCOUNT OVER A PERIOD OF 18 MONTHS FOLLOWED BY THE CUSTOMERS GUILTY PLEA OF SOLICITING PROSTITUTION. OUT OF AN ABUNDANCE OF CAUTION JPMORGAN CHASE IS FILING THIS SAR TO REPORT OUR RELATIONSHIP WITH THE CUSTOMER. ADDITIONAL ACCOUNTS JEFFREY EPSTEIN IS THE SOLE SIGNER ON ALL ACCOUNTS CHECKING 739470663 OMNI TRUST CHECKING 2679961001 COMMERCIAL LOAN 80184843 LETTER OF CREDIT 739110438 CREDIT CARD 5263271009721356 CONTACT INFORMATION BARNES/JANICE/R PHONE 813 432 5266 Page 4 The enclosed eformation was colected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The eformation is sensitive at nature and is to be treated acccedingty. The information may be used only for a purpose conuslent with a crime* tax. or regulatory evestigation 04 proceeding. Of in the conduct of etelligence err counteretelligence activities. includeg analysis. to protect against eternabonal terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. dixlosed. or transmitted without per approval of the Director of Feancial Crates Enforcement Network or his authorized delegate Suspicious activity reports fled under the BSA must be treated with particular care given that they contain unsubstantiated allegations of passable criminal activity. akin to cont.:lento' informant tips_ Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. EFTA01656467