EFTA01519084.pdf

GHISLAINE MAXWELL - OAP HID ACCT. For the Period 11/1/13 to 11/30/13 Type Quantity Settle Date Selection Method Description Amount Withdrawals 11/29 Expenses SMITHS GROUP PLC SPONSORED ADR REPRESENTS (16.85) .010 DEPOSITORY FEE (ID: 83238P-20-3) Total Withdrawals (16340) Tax Payments Tin FGN Tax Wthhekl LUKOIL OAO SPONS ADR TAX WITHHELD RUSSIA 15.00% (24225) (ID: 677862-10-4) TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Per Unit Realized Setae Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 10/31 Sale ISRAEL CHEMICALS LTD ADR a 8.1884 2,128.98 (260.000) 8.178 2,126.34 (3.330.23) (1,203.89) S' 11/5 High Cost BROKERAGE 2.80 TAX &OR SEC .04 ESI SECURITIES COMPANY (ID: 465036-20-0) 11/4 Sale ISRAEL CHEMICALS LTD ADR 0 8.4667 3,852.35 (455.000) 8.457 3,847.73 (5,803.64) (1,755.91) S 11/7 High Cost BROKERAGE 4.55 TAX 8/OR SEC .07 ESI SECURITIES COMPANY (ID: 465036-20-0) 114 Sale ISRAEL CHEMICALS LTD ADR 0 8.3933 3,147.49 (375.000) 8.383 3,143.68 (4.618.39) (1,474.71) S 11/12 High Cost BROKERAGE 3.75 TAX 8./OR SEC .06 ESI SECURITIES COMPANY (ID: 465036-20-0) 11/7 Sale ISRAEL CHEMICALS LTD ADR 8.4956 2,591.16 (305.000) 8.486 2,588.08 (3,756.29) (1,168.23) S 11/13 High Cost BROKERAGE 3.05 TAX 8/OR SEC .05 ESI SECURITIES COMPANY (ID: 465036-20-0) J.P.Morgan Page 12 of 13 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046357 Chase CONFIDENTIAL SDNY_GM_00315555 EFTA01519084