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From: Office of Terje Rod-Larsen < IIMI>
Subject: September 8 update
Date: Mon, 10 Sep 2012 15:15:09 +0000
8 September, 2012
Article 1.
The Council on Foreign Relations
Foreign Policy and the Obama-Romney Race
An interview with James M. Lindsay
Article 2.
The Washington Post
Avoiding a sectarian split in the Middle East
James Jeffrey
Article 3.
The Weekly Standard
What Comes After Assad?
Bartle B. Bull
Article 4.
Newsweek
America's top diplomat on Iraq, Afghanistan, and
the Taliban's weakness
Leslie H. Gelb
Article 5.
Foreign Policy
How the intelligence community can better see
into the future
Michael C. Horowitz, Philip E. Tetlock
Article 6.
The New Yorker
An Open Letter to Wikipedia
Philip Roth
ArlIcle I.
The Council on Foreign Relations
Foreign Policy and the Obama-Romney
Race
An interview with James M. Lindsay
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September 7, 2012 -- Although foreign policy does not appear to be a
major issue in the campaign between President Barack Obama and
Republican challenger Mitt Romney, 'foreign policy can play a
[significant] role given the needs of both campaigns to try andfind people
in the moveable middle that they can draw to their side," says James M.
Lindsay, CFR's expert on U.S. politics. He says that one problem that
Romney shares with all challengers to a sitting president is "it is not at all
clear what his foreign policy will be." He also warns that in a tight
contest, a major mistake by a candidate can be decisive.
The two political conventions are now over. From what has been said,
what is your estimate of how foreign affairs are going to play in the
campaign?
Well broadly speaking, foreign policy is going to play a secondary role in
the campaign. Look at all the polls. The American public is worried about
the economy; it is worried about jobs. And the iron law of democratic
politics is that politicians gravitate to the issues that people care about. So
they are going to talk about jobs and the economy much more than they
are going to be talking about foreign affairs. That said, foreign policy can
play a [significant] role given the needs of both campaigns to try and find
people in the moveable middle that they can draw to their side. This is
going to be a very close election by all accounts, so even an issue that
doesn't resonate with the broader public could resonate with folks in those
ten battleground states that are going to decide the outcome. So you'll
probably see, over the course of the next several months, some select
issues that candidates will hit on. Obviously, Mitt Romney has been
hitting on the issue of what he claims is Obama's lack of support for
Israel. Likewise, you are going to see Obama do as he did at his
convention speech--point out that Osama bin Laden is dead, and he is
dead because of actions his administration took. One last caveat, of
course: The role of foreign policy in the campaign could change
overnight, depending upon events overseas.
Such as if Israel decided to attack Iran in the next sixty days,
perhaps?
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Whether you are talking about an Israeli attack on Iran [or] a North
Korean attack on South Korea [or] the potential for a clash in the South
China Sea, there are a variety of events that could pop up that could
change the course of the conversation.
Can President Obama take credit for ending the Iraq war, since Bush
signed the agreement on the pull out timetable? And on Afghanistan,
he keeps saying U.S. troops will be out by the end of 2014, but clearly
they won't all be out; there will still be about 20,000 U.S. advisers.
On the issue of Iraq, it brings to mind the old saying that when you are
president, if good things happen on your watch you take credit for them
regardless of how important you were to their occurring, because if bad
things happen, you are going to take the blame. Barack Obama in 2007-
2008 campaigned to get out of Iraq. It is not at all clear that President
George W. Bush would have signed the Status of Forces Agreement
leading to the U.S. exit from Iraq last December if Senator John McCain
had won the [2008] election, because McCain ran one a pledge to stay in
Iraq for the duration. Bush signed the Status of Forces Agreement, but it
was Obama who carried it out. Presidents can often overturn the decisions
made by their predecessors. So I think on the score, the president can
quite rightly say, "I made a promise, I carried forth on it." On the issue of
Afghanistan, what's interesting is that both candidates are actually behind
the American public. If you look at public opinion polls, it is very clear
that Americans want to get out of Afghanistan. You note that after 2014,
there will be a sizeable American military presence remaining behind
there. Romney has tried in a number of speeches, especially during the
Republican primary campaign, to distance himself from Barack Obama
and to create the impression that he would have a significantly different
Afghanistan policy. But other than disagreeing over the timing of when a
troop withdrawal might begin, it looks to be pretty much in the same, let's
say area code, as Obama. But obviously, a problem one has with Romney
is that it is not at all clear what his foreign policy will be. That is the same
for any candidate who is running as a challenger to the president.
Is there any difference between the two on Iran?
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It's hard to say what the differences are in terms of substance. It's clear
there is a difference in terms of tone. Obviously, Romney, over the course
of his campaign, has implied that he will somehow take tougher action
against Iran and that Obama has been insufficiently tough. But when you
ask how does [his policy] differ from what President Obama has done,
and why should we expect it to be more successful, the answers to those
questions are not obvious because Romney has not committed himself to
using force. Plus, we always have to keep in mind that if Romney
becomes president, he would take office in January; that is several months
down the road. Events in the region could change quite dramatically, so
policy options that might have seemed feasible in September 2012 could
fall by the wayside by February or March of 2013.
One significant difference seems to be over Russia. Romney has said
that Russia is a threat to the United States and that the reset policy of
President Obama hasn't worked. Both Biden and Obama implied that
Romney didn't know what he was talking about.
Romney has gone out of his way to say, time and time again, that Russia
is America's number one geopolitical threat. That has raised eyebrows not
just among administration officials, but also among a number of
Republican strategists who look at Russia and say Russia is not an
American ally, it's in some sense more of a "frenemy." That is, there are
some issues that we can work with them on and they are important to us,
most notably on the issue of what's called the Northern Distribution
Network, the supply lines to American troops in Afghanistan. Now
obviously, on other issues we differ. But while Romney has talked about
Russia as our geopolitical foe and indicated that he probably would not
want to engage in arms control negotiations with the Russians, which the
Obama administration has spoken about but hasn't made much progress
on since the signing of the New START Treaty, it's not at all clear what
specific policy changes come out of a denunciation of Russia as America's
number one geopolitical foe. If Romney becomes president, he is going to
have to deal with President Vladimir Putin because the nature of world
politics is that you have to deal with people, even if you don't like them.
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If Obama should be reelected, do you think he will move very quickly
to try to get a second START Treaty?
What's really interesting about Obama's convention acceptance speech is
he talked at great length about foreign policy, far more than Romney did
in his acceptance speech in Tampa. That was remarkable because
traditionally, you think of the Republican Party as being the party of
national security and the Democrats being the party that wants to talk
about peace and coming home. I think that really does show a shift
between the two parties on this issue. What he did was he talked basically
about his accomplishments, almost like a checklist, talking about Iraq,
terrorism, Afghanistan, Osama bin Laden being killed, tribute to American
troops, then a run-through of mistakes or shortcomings of Romney's
foreign policy. But what he didn't really talk about is what he would really
want to do in his second term, what his priorities would be. On the
specific issue of opening up new arms control negotiations with the
Russians, that's clearly something the administration would like to do. Go
back to the president's speech in Prague in April 2009. He indicated he
would like to lower the number of nuclear weapons on both sides. But his
ability to do that, to enact that agenda, is going to be constrained and
hampered by domestic opposition in the United States. At the end of the
day, if you want to negotiate a treaty, you have to get two-thirds plus one
in the Senate, and unless something really remarkable changes in the
November 6 election, you're going to have more than thirty-four
Republican senators. So that makes the task of negotiating a new treaty
daunting. But the third thing is that as you get lower and lower in terms
of numbers [of missiles], a lot of difficult military insecurity issues begin
to pop up. Now you begin to factor in the Chinese arsenal, which is
getting large. You may want to look down the road at the Pakistani or
Indian arsenals. You have the issue of missile defense. Obviously, what
the administration would hope from any deal with the Russians would be
significant cuts in Russian short-range battlefield tactical nuclear
weapons. But the Russians, again, aren't really indicating that that is a
high priority for them because that is the one thing they happen to have in
great abundance.
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Any thoughts on the October 22 foreign policy debate between
Obama and Romney?
That will be two weeks before the election, and obviously, when you have
a debate, you have the chance that one or perhaps both of the candidates
says something that he is going to regret within minutes of the debate
ending. The most famous case being President Gerald Ford back in 1976
debating challenger Jimmy Carter, and Ford conveyed the impression that
he thought Poland was not under Soviet domination. It became a major
problem for him. If he had had a fifteen percentage point lead in the polls,
it wouldn't have mattered. Nobody but a few foreign policy experts would
recall it, but in a neck-and-neck race, a little misstep like that on the eve
of an election can change votes and can change the outcome. This
election is likely going to come down to not just the ten or so battleground
states, but a total of somewhere between twelve and twenty counties in
those states. Those is where the battles are being fought and how you
move voters in, let's say, Tampa, Florida, and the surrounding suburbs
could very much end up determining who is going to be the next president
of the United States.
The writer is a Senior Vice President, Director of Studies, and Maurice R.
Greenberg Chair. Expertise: U.S. foreign and defense policy;
international security; globalization; Congress; domestic politics of U.S.
foreign policy; public opinion.
ArtIcic 2.
The Washington Post
Avoiding a sectarian split in the Middle East
James Jeffrey
September 8 -- As the Assad regime hurtles toward deserved collapse in
Syria, I often think back to a warning I received from a friend 18 months
ago. I was serving then as the U.S. ambassador in Baghdad and was
focused on Iraqi problems. But my confidant, an Iraqi Kurd with a strong
commitment to a unified, multi-sectarian Iraq, and who was no friend of
Syrian President Bashar al-Assad, was worried about the uprising brewing
in neighboring Syria. Unless the United States was able to influence
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events, he cautioned, a revolt might violently split Syria, and then Iraq
and finally the region along sectarian lines. The sense that Assad's days
are numbered has prompted worries that militant Sunni extremists might
claw their way to the top in Damascus. A greater and related danger,
however, is that the uprising will degenerate into a Sunni-Shiite conflict
that could spread beyond Syria's borders and further destabilize the
Middle East. Already, reports are mounting that sectarian violence is
commonplace in Syria and beginning to take hold in neighboring
Lebanon. The Iranians and Assad have done their part to aggravate the
problem by stoking fears among Iraqi Shiites and other Shiite groups
about the consequences of a Sunni triumph in Syria.
But even without Iranian meddling, the danger is urgent. For Iraqi Shiites,
the birth of the Shiite-Sunni split is as vivid as if it had happened
yesterday. In fact, the divide began in Kabala more than 13 centuries ago,
when forces from what is now Syria, who became Islam's Sunni branch,
put to the sword the prophet Mohammed's grandson Hussein and many
members of what became the Shiite sect.
Fueling Shiite anxieties today is the fact that al-Qaeda in Iraq has taken its
anti-Shiite violence to Syria, and Arab leaders in the Persian Gulf have
been reluctant to distance themselves from inflammatory Sunni clerics
who have cast Arab Shiites as "apostates." Adding to this combustible
mix, Hamas has left Syria, opting for solidarity with their fellow Sunnis
instead of maintaining Iranian support, and Turkey has lined up with the
conservative Arab states against Syria and Iran. Assad's fall would
deprive Iran of an ally in a strategically vital region and could open the
door to a representative, humane Syrian state. But such gains may never
materialize if we do not handle the sectarian fallout of the Syrian uprising.
Past conflicts in the Middle East have generally been waged by states, a
phenomenon that has limited their geographic spread and allowed
international responses using traditional diplomatic and military tools. But
serious antagonisms between religious groups could easily burst into all-
encompassing violence region-wide, undermining the "Westphalian"
model of statecraft by shifting loyalty from governments and the rule of
law to one's religious brethren and a "hate thy neighbor" theology.
If the sectarian fires grow, the first victims could be Lebanon and Iraq,
with their unhappy history of Shiite-Sunni violence; the international
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community has barely managed to contain this in wars past. The
upheavals in the Balkans in the 1990s — a violent fissure between
Orthodox Christians and Muslims that eventually involved most of former
Yugoslavia — provide a taste of what might be in store for the Middle
East. Only concerted and forceful U.S. action averted a broader regional
war in Europe in the '90s, and the Middle East is an even tougher
neighborhood. U.S. officials are not blind to this danger. They have been
working with Iraqi political leaders to maintain a relative peace between
Sunnis and Shiites and to encourage Iraqis to stay out of the Syrian crisis.
If these efforts fall short, however, sectarian violence would be extremely
difficult to contain. As formidable as the problems are, additional steps
could be taken. One would be to speed the end of the Assad regime and
quickly restore order in Syria. After 18 months, the continued chaos
merely fuels sectarian hatreds. President Obama's recent warning to the
Assad regime about the use of chemical weapons was important, but we
need to consider limited military assistance to the Syrian resistance even
without the backing of the M. Security Council.
Beyond that, we must maintain our values, even when reaching for the
undeniable prize of an Iranian defeat in Syria. As in the Balkans, the
United States needs to ensure that we vocally defend the sanctity of
borders, the human rights of all groups and the responsibility of all
governments to protect all of their citizens. We also need to underscore
the international political and legal consequences for those who ignore
these responsibilities. (Judicial actions, including against some former
U.S. allies, are still underway in the Balkans for just these sorts of
transgressions.) Toward this end, we need to make clearer that, in contrast
with the views of some of our friends in the region, Shiites are not
America's enemy and that our problem is with the Iranian regime and
Assad. We should start by taking a stronger position on Bahrain's
oppression of its Shiite majority. Those who see difficulty in this
approach must keep in mind that the states where Shiites are a majority —
namely Iraq and Iran — probably have more than 300 billion barrels of oil
reserves between them. That is almost two-thirds of the reserves of the
Gulf Cooperation Council states, including Saudi Arabia, and more than
20 percent of global reserves.
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There is still time for the United States to control this growing sectarian
threat, but the volatile cocktail of religious antagonism, national interests
and oil requires immediate and vigorous action.
Article 3.
The Weekly Standard
What Comes After Assad?
Bartle B. Bull
September 17, 2012 -- The moral and geostrategic arguments for a
Western intervention in Syria speak for themselves. There is only good in
helping a courageous majority free itself of a barbaric puppet of Iran and
Russia who indiscriminately bombs his own civilians from land, air, and
sea. Ethically, no outcome could be worse than more of this war.
Strategically, nothing could be worse for civilized interests than Assad
coming out of it the winner.
But what happens in the aftermath of an intervention? There seems to be
growing concern that al Qaeda has infiltrated the opposition and would
come out of the conflict the big winner. On my most recent trip to Syria,
last month, I found that this scenario is highly unlikely.
To see what a Sunni-dominated Syria might look like, I traveled to Idlib
Province, close to the Turkish border, in what might be called the
country's Sunni heartland: the well-populated northwest, whose overflow
has swelled Syria's two largest cities, Aleppo and Damascus, into
metropolises of many millions. Al Qaeda's strategy in these parts of the
country is to send organizers to the very poorest villages. The foreigners
arrive with money, mobilize some locals, and gradually reveal the nature
of their aims. The story always ends with the villagers rejecting the
interlopers—just as the Sunnis of Iraq's Anbar Province eventually got rid
of Al Qaeda in Iraq during the years 2004-07.
One understands the dynamic after digging behind the headlines. For
example, there were press reports of a checkpoint flying an al Qaeda flag
in the Idlib town of Taftanaz. What was absent from most media coverage
is the fact that a week or two later the flag was gone and local
commanders vowed never to let al Qaeda return.
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Any cross-section of the Sunni community—from local families to rebel
units, from the more relaxed Muslims who observe the Ramadan fast but
break it all day long with cigarettes and coffee to members of the Muslim
Brotherhood—shows, in words and behavior, that what they want from
their revolution is a tolerant and forward-looking future. "We have lived
with the Christians for over a thousand years," the commander of a
notably religious rebel unit tells me."Of course we can live with them
tomorrow."
It's useful to register such statements with a degree of skepticism since
Assad's strategy to fan the flames of sectarianism is having some effect.
And yet the sentiment accords with what we already know from Syrian
history, old and recent. As in Saddam's Iraq, in Syria it is the so-called
secular ideology of Baathism that—like the atheist regimes led by Stalin,
Hitler, and Mao—has done the most damage to the country's social fabric.
As for other Sunni religious movements, experience in Syria indicates
that, as with Egypt, the Muslim Brotherhood is potentially a deterrent
against extremist Salafi currents. In any case, a post-Assad political
system would see the Brotherhood itself competing for space within the
Sunni community with businessmen and tribal representatives as well as
liberals and secularists. One goal of U.S. policy then should be to identify
and work with those in the Sunni community who are likely American
allies. The Obama administration's current policy, using a small fraction
of the CIA's softer capabilities and budgeting less than $100 million in
nonlethal aid, merely perpetuates the stalemate.
The revolution, dominated by the Sunni Arab majority that represents
around 60 percent of Syria's population, is more than likely to prevail in
the end and will not put down its weapons until it does. And yet Assad's
support from Russia and Iran means that, even as he has already ceased to
govern, he will not soon be defeated by the lightly armed rebels.
Assad's military advantages against the rebels rest on a relatively slender,
and tactically vulnerable, base. The Damascus regime's mostly Russian-
supplied arsenal includes, according to Jeffrey White, defense fellow at
the Washington Institute for Near East Policy, about 36-48 Hind combat
helicopters, maybe 100 Mi-8 and Mi-17 up-armed utility helicopters, and
perhaps 300 fixed-wing aircraft of types suitable for ground attack. About
half, at most, of these aircraft are likely to be usable. On the ground,
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Assad has perhaps 1,600 T-72 tanks, less combat losses since the
beginning of the revolt, and another 3,000-odd lesser tanks. Assad's armor
is worn down by a year and a half of hard fighting, and vulnerable now to
simple RPGs.
White also explains that Syrian air defenses, once described by U.S.
officials as "sophisticated," are "not a serious obstacle for a Western air
force" seeking to impose a no-fly zone. Similarly, the Obama
administration and its surrogates should no longer imagine that the
prospect of an al Qaeda victory in Syria is an obstacle to American
support.
Bartle B. Bull, a former foreign editor of Prospect magazine, is a founder
of Northern Gulf Partners, an Iraq-focused investmentfirm.
Newsweek
America's top diplomat on Iraq,
Afghanistan, and the Taliban's weakness
Leslie H. Gelb
September 10, 2012 -- This may stun the Washington cognoscenti, but
America's coolest head and most knowledgeable diplomat on Afghanistan
believes the recent spate of Afghans killing NATO soldiers and firing on
the top U.S. general's plane is a sign of increasing Taliban weakness. "A
large number of the attacks are perpetrated by Taliban infiltrators and
represent a progressive degradation of their ability to engage us in unit
combat," argues recently retired ambassador Ryan Crocker, a career
diplomat of 38 years. "They lost the ability to mount large-scale
operations early in the NATO surge. Their fallback--high-profile suicide
attacks--didn't work particularly well for them either, thanks to the
excellent work of Afghan and international security forces." Then his final
plea, which he surely knows will strike few responsive chords: "We need
to maintain perspective. There are tens of thousands of interactions every
day between Afghan and international forces without incident."
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This positive assessment represents what the 63-year-old Crocker actually
believes. In a wide-ranging exclusive interview with Newsweek, he does
not mince words or play to the crowd (or to presidents). Agree with him
or not, he knows what he's talking about when it comes to Afghanistan or
practically any other country in the Middle East and South Asia. Crocker
is a person of great courage and directness--traits that should make recent
presidents and many of their top aides tremble at the thought that he just
might write his memoirs.
He's been everywhere, done everything, diplomatically, time and again.
As Ambassador Frank Wisner, the State Department's Middle East expert
of his day, put it: "Ryan is the premier U.S. diplomat of his generation."
George W. Bush called upon Crocker to be his ambassador to Baghdad
when all was falling apart in Iraq in 2007. Barack Obama snatched him
back from retirement in 2011 and dispatched him to lead the U.S. mission
in Kabul and check the deterioration there. In his unequaled record of
service, he also served as ambassador to Syria, Lebanon, Kuwait, and
Pakistan, among other earlier posts in Iran, Afghanistan, and Egypt.
No diplomat matches him in direct experience in today's Middle East,
which is why his musings about war and near-war slam like a hammer on
the public debate. So many situations around the world could be termed
"problems from hell" that it becomes difficult to parse out "which are vital
national-security threats, and which are just messy?" he reflects. If it's a
real threat, Crocker wants to know "What's our plan?" He's seen few
plans. He's seen a deadly combination of inexperience and political
pressure to "just do something," which has driven many an American
politician to advocate for what he calls "ill-conceived military
intervention abroad."
Crocker trusted the Bush administration's case that Saddam Hussein
possessed weapons of mass destruction. "Secretary of State Colin Powell
believed it, and if he believed it, I was going to believe it too," he says.
But Crocker didn't believe that was where the administration's analysis
should stop. He tried to inject a voice of experience into the conversation,
arguing for a full examination of the potential consequences of what he
thought likely to be an unnecessary war. He then threw a thunderbolt:
"Look, there may well have been WMDs in Iraq, but Saddam was not
very likely to use them in an aggressive war that he initiated, because he
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had to know the consequences would be the loss of his regime. He may
have been insane, but he was not stupid." With a wisdom often lacking in
the White House, Crocker nailed the point: "Deterrence works when your
opponent knows that, should he remain undeterred, he will perish."
Crocker says he communicated these thoughts to Powell, but to no avail.
"My retrospective view is, by that time, Powell had become so
marginalized by Vice President Dick Cheney and Defense Secretary Don
Rumsfeld--and probably by that point even the president--that whatever
he was saying, and I never knew for sure, they certainly weren't listening."
Instead, these hawks ignored U.S. diplomats and assembled their own
experts. These were, Crocker recounted, "individuals in academia who did
know something about the Middle East, but never served there in a
governmental capacity." With some heat, Crocker imagines the hawks
must have thought, Who needs those say-nothing, do-nothing foreign-
service types when we've got some of the biggest names in Middle East
studies who think we're doing the right thing?
Some of these same Middle East experts are now pressing for U.S.
military intervention in Syria. If Obama had Crocker in a discussion of
Syria in the Situation Room today, he would hear these words of ultimate
wisdom: the U.S. does not and cannot have much influence in that
situation.
Afghanistan was different. Crocker agreed that we needed to hit the
Taliban, and hit them hard, for their harboring of the 9/11 attackers. That
said, he then would have had the U.S. focus on training, helping Afghans
fight their own war rather than making it an American war. "If you are
absolutely convinced that the vital national-security interests of the United
States are on the line--that this could be another 9/11 or worse if we don't
take action--then action is probably called for." But the next move should
be "to decide: what is the minimal action that will avoid danger and not
entangle us in running someone else's country, which we cannot do." He
was happy about Bush's keeping U.S. troop levels relatively low, and
skeptical about President Obama's substantial increases.
He punctuated the interview with a pungent explanation of his
philosophy: "It's pretty simple. Be very, very careful what you get into--
and if you go through my checklist [on military intervention], you
probably won't intervene." Then the exclamation point: "But if you do,
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and you've brought down a regime, created a total revolution in the sense
that everything is swept away--institutions, the basis of law, security
forces, the whole lot-- then you've got to consider, having done that, what
the consequences of a swift withdrawal might be. Because the ones who
benefit from anarchy are almost always going to be our adversaries."
He faults both Obama and Iraqi Prime Minister Nun al-Maliki for failing
to agree to a limited U.S. troop presence in 2011. For Afghanistan, he's
advocating a similar approach: a small, training-oriented presence, special
forces plus some logistics and intelligence, to stay there for an extended
period past 2014.
Asked how he knows whether this approach will work, and won't just
squander American lives and money, Crocker again demonstrated his
famed complexity and fairness of mind.
"That's the issue," he lamented. "You don't. Dave [General Petraeus] and I
didn't know in early '07 if [the Iraq surge] was going to work. But it was
our last best shot, and we had to give it everything we could."
Crocker's ruminations echo those of the most experienced soldiers and
diplomats. These professionals are seasoned, in countries around the
world, in what works and what doesn't in national-security policy. Their
political superiors can't match their firsthand involvement in matters of
war and peace. No, these professionals shouldn't be the decision makers,
but they should be at the table when decisions are being made--and
generally they are not. If presidents were willing to listen, they would hear
the final words of Ryan Crocker's interview: "If you didn't think it through
carefully before getting in, for God's sake think it through carefully before
you pull the plug. The consequences of withdrawal can be as great or
greater than the consequences of intervention."
Editor's note: Late last month, Crocker was charged with driving under
the influence and leaving the scene of an accidentfollowing a car crash in
Washington state. He has pleaded not guilty. Askedfor comment, Crocker
said: "On advice of counsel, no comment. I am sure you understand."
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A,tklc 5.
Foreign Policy
How the intelligence community can better
see into the future
Michael C. Horowitz, Philip E. Tetlock
SEPTEMBER 6, 2012 -- The next 15 years will witness the
transformation of North Korea and resulting elimination of military
tensions on the peninsula. No, this is not our rosy assessment of Northeast
Asian politics or the reformist goals of Kim Jong Un. It was the verbatim
prediction of the senior-most officials in the U.S. intelligence community
-- 15 years ago. Needless to say, the Stalinist regime, though hardly the
picture of health, remains untransformed. In fact, Pyongyang has since
tested nuclear weapons, and relations between North and South show little
sign of improving; military tensions are high.
One suspects the analysts who wrote that line regret it. But the truth is that
prediction is hard, often impossible. Academic research suggests that
predicting events five years into the future is so difficult that most experts
perform only marginally better than dart-throwing chimps. Now imagine
trying to predict over spans of 15 to 20 years. Sisyphus arguably had it
easier. But that has not deterred the intelligence community from trying;
that is its job.
Starting with the 1997 release of Global Trends 2010 -- the report that
featured the North Korea prediction -- the National Intelligence Council
(NIC) has repeatedly tried to predict the trajectories of world politics over
a 15-to-20-year period. These predictions run the gamut from a 1997
prediction that Saddam Hussein would no longer rule Iraq by 2010 to the
more generic prediction of global multipolarity by 2025 in the most recent
report. These predictions are the product of hard work by talented analysts
who work under political pressures and intellectual constraints. And, in
any case, we are skeptical how much better than chance it is possible for
anyone to do in forecasting 15 to 20 years into the future.
That said, when we look at these reports in light of recent research on
expert judgment, we cannot help wondering whether there are not ways of
doing a better job -- of assigning more explicit, testable, and accurate
probabilities to possible futures. Improving batting averages by even
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small margins means the difference between runner-ups and World Series
winners -- and improving the accuracy of probability judgments by small
margins could significantly contribute to U.S. national security.
How Have They Done So Far?
The original Global Trends report came out of a series of conferences held
by the MC and the Institute for National Strategic Studies at National
Defense University. The idea was to "describe and assess major features
of the political world as they will appear in the year 2010." The report
self-consciously focused on what it called evolutionary changes in world
politics, positing that truly disruptive changes are too rare and difficult to
predict. Three more reports, Global Trends 2015, Global Trends 2020, and
Global Trends 2025 followed. The NIC is now finalizing Global Trends
2030, which will be released later this year.
There are several potential grounds for criticizing Global Trends reports.
The reports almost inevitably fall into the trap of treating the conventional
wisdom of the present as the blueprint for the future 15 to 20 years down
the road. Many things the early reports get right, such as the continued
integration of Western Europe, were already unfolding in 1997. Similarly,
predicting that "some states will fail to meet the basic requirements that
bind citizens to their government" or that information technology will
have a large impact on politics was hardly going out on a limb.
Looking carefully at the first two Global Trends reports reveals how the
reports have struggled to make accurate non-obvious predictions of big-
picture trends. (It is harder to assess Global Trends 2020 and 2025
because we are still so far away.) There are some things the Global Trends
reports got right, like Saddam Hussein leaving office before 2010, but
many others they missed. Consider how the reports treat the rise of China.
Global Trends 2010 predicted that "While China has the potential to
become the region's dominant military power, it is beset by significant
internal problems that in our judgment will preclude it from becoming so
during this time frame." The report then goes on to predict the present
(circa 1997): offering a thoughtful analysis of the large internal problems
facing the Chinese government. Global Trends 2015, published in
December 2000, contained similar statements. What can we make of this?
On the one hand, both reports were technically correct. Yet it was not until
Global Trends 2020, written in 2004, that the report fully embraced the
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key trend: the notion of a rising China, which by that time was simply
predicting the present.
Global Trends 2010 and Global Trends 2015, the two reports written
before the 9/11 attacks, also underplay the threat of terrorism. Global
Trends 2015 includes a paragraph on the risk to the United States in a
laundry list of threats, but neither report references al Qaeda or comes
close to predicting the events of the last 11 years.
The reports also engage in extensive hedging. For every prediction, there
is a caveat. The reports lean heavily on words such as "could," "possibly,"
and "maybe." The lead-in to Global Trends 2025 uses "could" nine times
in two pages, and the report as a whole uses the word a whopping 220
times. The report also uses "maybe" 36 times. Global Trends 2020 uses
"could" 110 times. Add all of the caveats and conditionals, and a harsh
critic might conclude that these reports are saying no more than that there
is a possibility that something could happen at some point -- and it might
have a big effect.
A different form of hedging arises in Global Trends 2015, which devotes a
page to "significant discontinuities" that were not built into the scenarios
but could disrupt trends noted elsewhere. These include things that have
now occurred, such as domestic turmoil in Egypt, as well as things that
may well never occur, such as a China-India-Russia alliance and an Asian
Trade Organization that cuts off the United States. So many possibilities
have been laid out that, no matter what happens, there is something
someone could point to and say, "We predicted that."
These criticisms are not entirely fair, however. The Global Trends reports,
for example, generally avoid low-hanging fruit. There are large pockets of
stability in the world, such as Western Europe, and Global Trends does
not pat itself on the back by "predicting" yet another decade of peace
between France and Germany. The reports also mostly avoid TED-style
buzz speak about disruptive change and synergies. Although qualification-
ridden, the reports are well written and fill an important role: laying out
the combined wisdom of the intelligence community and select outside
experts at a given time on the future of world politics. The Global Trends
reports are also an arguably rational bureaucratic response to an
impossible political task: to signal that the intelligence community is
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thinking hard about the future and not simply assuming that things will
continue because that it is how things usually work out.
There is also value to conducting Global Trends exercises even if the
results only minimally improve our knowledge of the future. The process
of creating these reports links the intelligence community with smart
outsiders -- in academia and business -- who have different perspectives
on the world. The reports also force policymakers to step back from the
day-to-day and think hard about big-picture trends. Producing Global
Trends may -- and we should treat this as a testable hypothesis -- help
analysts become better short- and medium-term forecasters.
So, What Can We Expect?
Intelligence agencies are relentlessly second-guessed when they get it
wrong, but the second-guessers rarely ask the deeper question: What level
of accuracy is it realistic to expect -- and how can we help agencies reach
it?
The core challenge confronting Global Trends and related exercises is
that, all else being equal, our predictive accuracy falls sharply the further
out we try to look. Research shows that expert predictions over five years
are often no better than chance. Tetlock's book, Expert Political Judgment,
demonstrates that confident experts with deep knowledge in particular
areas -- the "hedgehogs" in Isaiah Berlin's typology of intellectuals -- are
particularly likely to get things wrong in the long run. From this
standpoint, the caveats in Global Trends reports are salutary: They
acknowledge the inherent uncertainty of political life. Modesty about
long-term forecasting is a useful antidote to overconfidence. The most
accurate experts in Tetlock's book were the most diffident about their
skills -- self-styled "foxes" who knew a bit about many things and were
not wedded to one way of viewing the world. But even those forecasters,
the best in show, could not see far into the future.
Given these constraints, imagine how hard it is to forecast over 15 to 20
years. You might get things right sometimes, but even when you do, it will
rarely be for the right reasons. As scholars from Nobel Prize-winning
psychologist Daniel Kahneman to political scientist Robert Jervis have
noted, the world is vastly more complicated than our mental models of the
world. The cognitive biases that distort individual judgment and the
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irreducible uncertainties in volatile polities make forecasting something
that falls between difficult and impossible.
We see evidence in the Global Trends reports of many "best practices"
recommended by thoughtful psychologists, network theorists, and
management consultants. These best practices include the sophistication
of the expert talent pool, the self-conscious search for diversity of
perspectives, rigorous attempts to prevent groupthink and encourage
constructive confrontation of clashing views, and skillful deployment of
scenario analysis to facilitate divergent thinking and prevent the status
quo from excessively anchoring down estimates of the potential for
change. But we also see potential "process" deficiencies, which make it
difficult both to assess how accurate the reports are and to test alternative
methods of making them more accurate.
How to Get Better (Maybe)
Let's compare the long-term forecasting exercises of the NIC with the
much shorter-range forecasting competition sponsored by Intelligence
Advanced Research Projects Activity (IARPA). IARPA is sponsoring a
political-forecasting Olympics in which research teams are competing
over the next four years to come up with the most innovative ways of
assigning the most accurate probability estimates to outcomes that the
intelligence community cares about. The teams in the IARPA tournament
consist largely of experimental psychologists, statisticians, and computer
scientists who focus on extracting as much predictive value as they can
from the qualitative arguments and probability estimates of
thoughtful political observers of the world scene. (In the interests of full
disclosure, Tetlock is a principal investigator for the team that "won" Year
1, and Horowitz is also on the team.) Whereas the Global Trends reports
focus on plate tectonics shaping the political landscape over decades, the
IARPA tournament focuses on more immediate issues: the likelihood of a
country exiting the eurozone in the next few months or of a leader falling
from power in the next six months.
IARPA requires forecasters to translate vague hunches onto explicit
probabilities that can be scored for accuracy. Work to date within the
IARPA program has revealed that it pays off to obtain quantitative
probability estimates, aggregate those opinions, and track the better
forecasters and give them more weight, among other tools. IARPA's first-
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year estimates suggest that the best combination of methods yields a
roughly 60 percent improvement in predictive accuracy above the
unweighted crowd average.
Can we apply these methods to the Global Trends enterprise? One
challenge is that the Global Trends reports cover decades, while the
longest predictions in the IARPA tournament are approximately two
years. We do think, however, that some specific steps could be taken to
bridge the gap between IARPA methods and Global Trends practices. To
be clear, there are no guarantees that following our recommendations will
boost predictive accuracy. Fifteen to 20 years may simply be too far out.
But even knowing that would be helpful. (Once you know the limits on
how far you can see at night, you also know the limits on how fast you
should drive at night.)
Explicit quantification: Exposing policymakers to "deep thoughts" about
the future has value, but the failure to offer even broad ranges of
probability estimates for outcomes is unfortunate. This allergy to
quantifying uncertainty makes it difficult to gauge how much uncertainty
the expert community sees -- and impossible to evaluate accuracy. The
Global Trends reports do not use the "estimative language" rubric the NIC
has recently used to consistently convert words into probabilities (a move
in the right direction but still too vague). The core problem here is that
when you ask readers what "could" could mean, you get a staggering
range of estimates, from 0.00000001 (an asteroid could strike in the next
few hours and prevent us from finishing this manuscript) to 50 percent or
higher (Obama could win reelection, given the polls up to Sept. 1). The
Global Trends reports do not offer rough guidelines for translating
hedging words into probability estimates, leaving it all to readers'
imaginations.
There are two possibilities here. One is that the probability ranges are not
nearly as wide as the vague verbiage allows but the authors want political
cover in case the unexpected occurs. The other possibility is that the
probability ranges are truly that wide, in which case Global Trends should
divulge which schools of thought are generating the lower and upper
estimates. That sort of predictive-track-record information could prove
extremely useful when policymakers weigh the recommendations of
differing schools of thought.
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The best way to become a better-calibrated appraiser of long-term futures
is to get in the habit of making quantitative probability estimates that can
be objectively scored for accuracy over long stretches of time. Explicit
quantification enables explicit accuracy feedback, which enables learning.
This requires extraordinary organizational patience -- an investment that
may span decades -- but the stakes are high enough to merit a long-term
investment.
Signposting the future: The authors of these reports are keenly aware of
the human tendency to project the present into the future ("anchoring on
the status quo") -- and they fight it. The key analytical weapon against
"present-ism" in the Global Trends reports has thus far been scenario
planning. Scenarios frequently pop up in Global Trends reports with
catchy labels such as "A New Caliphate" and "Cycle of Fear." Each
scenario is a plausible extrapolation of what could happen if certain causal
drivers take hold.
These scenarios are useful, and we are not recommending dropping them.
Scenario generation is a great way for imaginative analysts to channel
their inner social-science-fiction writers. Organizations that want to retain
talent should provide such outlets. But if scenario generation is not
eventually subjected to rigorous logical discipline, the net value of the
exercise plummets. For instance, research shows that the more scenarios
participants generate, the more support they typically find for each one --
and the higher their probability estimates go. What's more, experts rely on
the same crude sense of the balance of forces for estimating both the
weekly and monthly probabilities, so if they can see a 1/20 chance of the
regime falling in a given week, they will see roughly the same probability
in a given month, an effect that Kahneman calls scope insensitivity. When
we finish unpacking all scenarios and subscenarios, it is not unusual for
the probabilities to sum to closer to 2.0 than 1.0, a logical impossibility.
Scenarios are more valuable when they come with clear diagnostic
signposts that policymakers can use to gauge whether they are moving
toward or away from one scenario or another. For instance, Global Trends
2025 outlines a "BRIC's Bust-Up" scenario -- a conflict between China
and India over resources. Which signposts or early warning indicators
might help policymakers know whether such a future is becoming more or
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less likely? Falsifiable hypotheses bring high-flying scenario abstractions
back to Earth.
Similarly, specifying signposts requires breaking 20 years into finer
temporal segments. If we are on a historical trajectory leading to the
Chinese Civil War of 2023, for example, what should we be observing in
2013, 2014, etc. to justify taking so speculative a scenario seriously? How
diagnostic would these signposts have to be? One could imagine such a
conflict erupting from tensions between the poor, neo-Maoist countryside
and affluent technocratic coastal cities, but imagining is not enough. We
need specifiable metrics.
Leveraging aggregation: Since James Surowiecki's influential The
Wisdom of Crowds, it has been well known that the average forecast is
often more accurate than the vast majority of the individual forecasts that
went into computing the average. Participants in Global Trends should
therefore make individ
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