EFTA01364109.pdf

From: Stewart Oldfield Sent: 5/10/2017 10:34:54 AM To: Danya Friedma . CC: Amlcompliance Inquiries' '" ' ^ " 1; Andrew Gallivan Cynthia Rodriguez I Subject: RE: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account 42953715, Client: H8RK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 ill Classification: For internal use only Sorry, I have been out of the office. Will follow up with the client today. Thanks From: Danya Friedman Sent: Friday, May 05, 2017 7:41 AM To: Stewart Oldfield Cc: Amlcompliance Inquiries; Andrew Gallivan Subject: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account 42953715, Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [I] Importance: High Classification: For Internal use only Good Morning: I am writing to follow up on the request below. Please note that the deadline for a response has passed. Please respond with an answer to the inquiry or a status update as soon as possible. Best Regards/Mit freundlichen Galen, PWM AML Compliance Deutsche Bank 60 Wall SI., 23 Floor New York, NY 10005 - 2836 From: Danya Friedman On Behalf Of Amlcompliance Inquiries Sent: Friday, April 28, 2017 1:57 PM To: Stewart Oldfield Cc: Amlcompliance Inquiries Subject: Inquiry Regarding Account 42953715, Client: HBRK ASSOCIATES, INC; Case No. 141374 DUE MAY 5 [II Importance: High Classification: For internal use only Good Afternoon: The above referenced account has had the following activity. To assist in this review and further document your supervision of this account, please provide information regarding the following transactions. Your complete response must be received within 5 business days. 3/16/2017, $40,000.00, ACHRAYUT LEUMIT LTD at BANK LEUMI LE ISRAEL B.M. 1. Please explain the purpose of this Outgoing Wire. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054622 CONFIDENTIAL SDNY_GM_00200806 EFTA01364109