EFTA01518381.pdf

GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to ♦/30/13 Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Original Cost Gain/Loss Accrued Div. Yield Preferred Stocks CITIGROUP CAPITAL XIII 28.24 10,000.00D 282,400.00 261,300.00 21,100.00 19690.00 6.97% 7 7,6% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 25.28 4,200.000 106,176.00 98,778.96 7,397.04 7.350.00 6.92% 7% PFD 1,837.50 222388-20-9 CFC PB JPM CHASE CAPITAL XXIX 26.65 2,500.000 66,625.00 62,500.00 4,125.00 4,187.50 6.29% 61% PFD 48125E-20.7 JPM PC Total Preferred Stocks 8465,201.00 8422,678.98 832,822.04 $31,227.50 6.86% S1.637.50 Concentrated & Other Equity GENERAL MOTORS CO 46.48 1,000.000 46,480.00 50,000.00 (3,520.00) 2 375 00 5 11% CV PFD B 37045V-20-9 GM PB JPM0FtGAN CHASE & CO 116.16 150,000.000 174.246.00 157 909 17 16,336.83 11.850 00 6 70% 7.9% PFD STK APR 30 2049 DTD 04/23/2008 46625H-HA-1 BBB /BA1 Total Concentrated & Other Equity $220,728.00 $207,909.17 $12,816.83 $14,225.00 6.37% JP Morgan Accour age 7 of 32 Consolidated Statement Page 10 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045608 Chase CONFIDENTIAL SDNY_GM_00314806 EFTA01518381