EFTA01404429.pdf

Subject: Re: Your KYC has been rejected [I] From: Amanda Kirby ‹ > Date: Wed, 09 Oct 2013 10:43:53 -0400 To: Janice Franklin ‹ > Classification: For internal use only OK. thanks Best, Amanda Kirby (Embedded image moved to file: pic01968.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic10349.gif) From: Janice Franklin/db/- To: Amanda Kirby < >@DBSMTP@DEUBAINT, Date: 10/09/2013 10:20 AM Subject: Re: Your KYC has been rejected [I] EFTA01404429 Classification: For internal use only It does not, Regards, Janice P. Franklin (Embedded image moved to file: pic29639.gif) Janice Franklin, CAMS, CFSA, CFIRS Vice President AML Compliance Officer Deutsche Bank Trust Company Americas Compliance 60 Wall Street, 10005-2836 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic16696.gif) From: Amanda Kirby To: Date: 10/09/2013 09:40 AM Subject: Re: Your KYC has been rejected EFTA01404430 Classification: Public Hi Janice, Just wanted to check -- Does Jeffrey Epstein need to be added as a signer in addition to being the ultimate beneficial owner? Does being the ultimate beneficial owner not automatically make him a signer? Best, Amanda Kirby (Embedded image moved to file: pic25049.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic24269.gif) From: Janice Franklin To: Amanda Kirby/db/- Date: 10/09/2013 09:11 AM Subject: Your KYC has been rejected EFTA01404431 Your KYC has been rejected. Case #: 01133624 Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Epstein, Jeffrey Customer Number: Reason for Rejection:l. Hyperion Air LLC i. Pease complete section 3D ii. H. Beller not listed as a party to the checking account iii. J. Epstein not listed as a signer on the money market account 2. Plan D LLC i. Pease complete section 3D ii. due diligence searches were not located iii. J. Epstein not listed as a signer on the checking account iv. J. Epstein not listed as a signer on the money market account 3. Hyperion Air Inc i. Pease complete section 3D ii. Please rerun searches (country was incorrectly stated --should be USA) iii. H. Beller not listed as a party to the money market account iv. J. Epstein not listed as a signer on the checking account 4. JEGE Inc i. Pease complete section 3D ii. Please correct date of incorporation iii. J. Epstein not listed as a signer on the money market account iv. J. Epstein not listed as a signer on the checking account 5. JEGE LLC i. Pease complete section 3D ii. J. Epstein not listed as a signer on the money market account 6. Please include Mr. Espstein's source of wealth in KYC 7. For Mr. Beller, the following were not noted: i. current employer ii. address of employer iii. due diligence searches To view the KYC click here https://na4.salesforce.com/5006000000Tl0m4 EFTA01404432