EFTA01344560.pdf

From: Diego Galan - Sent: 12/3/20131:43:10 PM To: Paul Morris Subject: Success Story for this coming Thursday USPB MD Banker meeting [I] Attachments: pic14116.gif; pic18860.gif classification: For internal use only Hi Paul, During this coming Thursday USPB banker MD meeting chip would like you to present a brief overview of the recent accounts opened for Southern Financial LLC, that I understand moved from JPM. Could you please send me a brief overview of the deal, including: - Client profile, including the business the client was doing at JPM - Deal description / type of business the client is doing / is planning to do with us - Key success factor to win the accounts, including any Product and support people involved It would be great of you could send me this overview before noon tomorrow; also happy to discuss in person if easier. Thanks, Diego (Embedded image moved to file: pic14116.gif) Diego Galan Head of Strategy wealth Management Americas DB Securities Inc 345 Park Avenue, 10154-0004 New York, NY, USA Tel. + Mobile Email Assistant: Ladie whitaker (Embedded image moved to file: pic18860.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0030148 CONFIDENTIAL SDNY_GM_00176332 EFTA01344560