EFTA01355781.pdf

Deutsche Bank Private Wealth Management Option Agreement and Approval Form Please Complete All Sector, Accoad NO. Account Name Southere Financial, • Type Cash Account Registration Entity D Managed Account O Discretionary Account O other Name(s) of personN) other than account owner(sleathorized to place orders for the account:. Jeffrey Epstein, Jeanne Brennan, Harry Boiler Acc0unt and Owner Information (Provide requested inlormetlon for each account owner 'Thant"). Attach supplement to this Agreement necessary:) Name Southern Financial, LLC Address 8100 Red Hook Quarter, B3, St- Thomas, 00802 Country Virgin Islands Phonla • 'lumber of Dependents NA Marital Status NA 71hd NM — Employer NA Business Pnone NA, Business Address Type of Business Position Years Held Present Brokerage Accountswith: JP0402809 . . Does the individual or entity that controls that account have the power to control any other Option Accounted with Deutsche Bank Securities Inc.? O Yes ❑ No If yes, please provide the account number(s): Will Provide List °longs) Financial Information Approximate Aggregate Annual Income Sources ol Income (Approximate) ' Approximate'Aggiegste Net Worth i of Account Owneqs1from.4‘.Sources .- .. ......_ _.. .. . ..... . _.._ . - — . .. . . — - nrcothirliuliNit Want gg % 14/414 NC Werth tio.exerowitiel Rae. . p Loss than 350.000 S50.COD - 499.999 Salary/Bonus Interest/Dividends ao % Ei less ther. $5°,17W 01.15 than 360.000 S100.000 - S249,999 O 5250.000-$499.999 D smogs) -$999,999 Other (specify): % ..350.020 - S99,999 al SICO.COO - S249.999 O 5150000- S499,999 RED3.0c0_1249,999 O 1.50.00C - 399,999 S250,000 -S499.999 O 52.500.000-52.999,999 % O 5500,C00 - 5999.999 O 5503.003- 5999.999 O 52.503.000 - $4,999,999 101 $5,000.000 and over 54 O S2.503.003 - S4.999,999 El 55.002.00C and over Ea O sr.00neoc - 52.499,999 O S'.000.000 - 52.499.999 $2.500.000 - 54,999.999 16.000.000 and over Investment Experience of Account Owner(s) Year Frit • dying° SI ri9091 .. •. . Atli:401'704 ' :AiieregiS;ion ' - - -hjiiiii Othrwiaits gun Diperence Traded Per Year Trades In Shares t Cann SOS i (Means Stocks 2013 2013. . ,10 to rit000,oasio • 1,o3o .31,000.000.00. .......,.. ;1,000 ...... .. E. Covered Cad Writing Purchased options _ .Dons 2013 10 31400000.00 11.000 ____.s.-..- • Option Spreads Commodities 2013 .10, 31000,00010 1000 , Q' Uncovered Put Writing Listed Stock Index 2013 10 .. $1,000,000.00 '1,000 . GI Uncovered Cell Writing OTC Derivatives ' ' 2013 ie ' • Staten.% - :tope O Nor.° . &weeded Producits . .—r 20 - se . _. - .. . $1000,000.00 1,000 Other (Spe6M, . DOOM:IV RIM( Securities Inc. a subsidiary of Deutsche Bank AG, COOO.JCIS Investment earring end SeCuiiten •Cliv41616 in the Untied States. RIII OPT IFJ 1 09.P14.411-0127 OM 14 (.'fV11) 000404 052711 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041056 CONFIDENTIAL SDNY_GM_00187240 EFTA01355781