EFTA01473894.pdf

Subject: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account# 42952771, Client: SOUTHERN FINANCIAL LLC, Case No. 126413 [I] From: Amlcompliance Inquiries <[email protected]> Date: Wed, 08 Jul 2015 08:02:01 -0400 To: Amanda Kirby a> Cynthia Rodriguez <[email protected]> Cc: Amlcompliance Inquiries <[email protected]>, Paul Morris <I >, Terri Sohrab <[email protected]> Classification: For internal use only Good Morning: I am writing to follow up on the inquiry below. Please note the 7-day deadline for a response has passed. Please respond with a status update or answer to this inquiry as soon as possible. Best Regards/Mit freundlichen GrOgen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York, NY 10005 - 2836 [email protected] Fax: 646-259-3255 From: Danya Friedman On Behalf Of Amlcompliance Inquiries Sent: Monday, June 29, 2015 2:32 PM To: Amanda Kirby; Cynthia Rodriguez Cc: Amlcompliance Inquiries Subject: Inquiry Regarding Account# 42952771, Client: SOUTHERN FINANCIAL LLC, Case No. 126413 [I] Importance: High Classification: For internal use only Good Afternoon: The above referenced account has had the following recent activity. To EFTA01473894 assist in this review and further document your supervision of this account, please provide information regarding the following transactions. Your complete response must be received within 7 business days. ORIGINATOR: SOUTHERN FINANCIAL LLC DOA: 05/29/2015 AMT $2,280,000.00 PAY TO: FT REAL ESTATE INC. 1. What is the purpose of this transaction? 2. What is the relationship between client and payee? 3. What is the purpose/business of the payee? Please provide any additional pertinent information. Thank you in advance for your prompt attention to this matter. Best Regards/Mit freundlichen GrOgen, PWM AML Compliance Deutsche Bank PLEASE NOTE: YOU ARE BEING CONTACTED BECAUSE YOU ARE LISTED AS THE PRIMARY OFFICER FOR THIS ACCOUNT ON GCIS. IF YOU ARE NOT THE CURRENT PRIMARY OFFICER, PLEASE LET ME KNOW IMMEDIATELY, SO THAT I MAY FORWARD THIS EMAIL TO THE APPROPRIATE PARTY. Do not forward this e-mail or any attachment directly to the client. EFTA01473895