EFTA01383449.pdf

151 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Credits This Period Debits This Period Net This Period OeCitsTem.to.thate Debitsreato-Date Net Yea-to-Date Securities Steadies Bought 0.00 0.00 0.00 0.00 48.533.305.28 -48.533.305.28 Steadies Sold 2.346.949.61 0.00 2,346,949.61 45,312,884.71 0.00 45,312,884.71 Total Securities $2.346.949.61 $0.00 $2.346.949.61 $45.312,884.71 448.533.305.28 43.220.420.57 Dividends and Interest $124.445.80 $0.0D $124 445 80 $2,849.647 56 $0.00 $2.849.647 56 Distributions $0 00 $0.00 $0.00 $4.238.988.10 $0 00 $4.238.988.10 Fees $0.00 4228.11 4228.11 $0.00 -$ 1,406.11 41,406 11 Taxes Withheld $0 00 4286.03 4286.03 $0.00 47,286.40 -$7,286.40 Other $0.00 $000 $0.00 $0.00 477.65 477 65 Cash Withdrawals 0.00 000 0.00 0.00 4,077,618.24 .4.077,618 24 Deposits 0.00 000 0.00 8.270.842.15 0.00 8.270.842 15 Total Cash $0.00 $0 OD $0.00 $8,270,842.15 44,077,618.24 $4,193.223.91 Totals 62.471.395.41 4514 14 $2 470 881 27 $60.672.362.52 452.619.693 68 $8.052.668.84 Transactions by Type of Activity Process' Trade Settlement Transaction Dale Date Activity Type Desolation Quality Price Accrued Interest Amount Currency Securities Bought and Sold 12121/18 12/19/18 SOLD U8I SOFT ENTERTAINMENT 'SINS FR0000054470 SA -11,200.000 71.1900 796,880 00 EUR UBI:FR M ONTREUIL ACT ALLOCATED ORDER YOUR BROKER ACTED AS 910,116 65 USD AGENT AS OF 2/1/2013 12121/18 12119/18 SOLD GENERAL ELECTRIC CO COM UNSOLICITED ORDER AVERAGE -25.000.000 7.5961 188.896 28 USO GE UNIT PRICE TRANSACTION YOUR BROKER ACTED ASAGENT 12121/18 12119/18 SOLD NINTENDO LTD ADR UNSOLICITED ORDER -10.000.000 33.4400 333.989.65 USD NTDOY 12(24/18 12(20/18 CORRECTED SELL EURO .796 815 200 1.1470 913.941.03 USD Total Securities Bought and Sold EURO 0.00 796.880 00 EUR Page 13 of 13 Account Number Rated btellent Charing through Penh," LLC. • Melly o.word 6: Go paperless AtOut t.DItivtorr 4 Every Yew Since 2007 OALOAR RATIO COMMUNICATONS ECMDICE stellar/ of llr BIS el New Yort Mellon Comoration (INV Wan) Perthra LLC. men**,ilfiRA, NYS. 5 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083157 CONFIDENTIAL SDNY_GM_00229341 EFTA01383449