EFTA01453022.pdf

Lill ala - "*IIIIIIIIIIIIIIIIIIIIIIMINIkS) ,... 10Mar 2014 Page 2 Of 2 Deutsche Balk AO SOUTHERN FINANCIAL, LLC 11% 4ploies Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 36636443' SOUTHERN FxEurolOpI 21-Noy-2013 2911ov.2014 25-Noy-2014 II .00D 000 COO; USD 101,000,000 JPY SHORT EUROPEAN CALL 1010000 1[934 97! 710423459 FINANCIAL. LLC 366364436/' SOUTHERN FXOneBarOneT 21-Nov-2013 20-Nov-2014 2541ov-2014 (21.0002) USD 0 JPY LONG EUICPEAN 0.0000 11.840 941 710423461 FiNANCIALLLC ou:hOpt 366364436I SOUTHERN FXOnef3arOneT 21-Nor-2013 2041oy.2014 25-Nov-2014 (21,M0 DO) USD 0 JPY LONG EUROPEAN 0.0000 10.063 50 710423463 FINANCIAL. LC ouchOpt 366364436/ SOUTHERN FXOneflinOneT 21-Noy-2013 20-Noy-2014 25-Noy-2014 (21.000 Cel USD 0 PY LONG EL.RCPEAN 0.0000 8.487 76 710423465 FINANCIAL. LLC ouchOpl 377817895/ SOUTHERN FkuroOpl 17-Jan-2014 17-A4x-2014 21.Apr-2014 (10.CCO.0O3 COI USD town 00 CAD SHORT EURCPEAN CALL 1.1000 ,148.1% 92j 737154817 FINANCIAL. LLC 3778178W SOUTHERN FXOneBarEuro 17-Jan-2014 17-Apr-2014 2144x-2014 (10.COD.00O OD) USD 11,300,00000 CAD SHORT ELRCKAN CALL 1,1300 13.971 21 737154818 FINANCIAL, LLC CM 381388504/ SOUTHERN FkutoOM 31-Jan-2014 01-May-2014 07-May-2014 /10.0:0.0200L) USD 1.025.000,000 JPY SHORT ELROPEAN CALL 1025000 II64.14 30 745230311 FINANCIAL, LLC PA915615/ SOUTHERN F)curcOpI O6-Mar-2014 17-Apr-2014 21-Apr-2014 10,000,00000 USD ill000.0C 33) CAD LONG ELRCPEAN CALL 1.1000 148.16592 762758526 F INANCLAL • U.0 3sesassIst SOUTHERN FXOneElarEuro -Mar-2014 C6 17-Apr-2014 21-Apr-2014 (101,C0 XOCril USD 11,300,00000 CAD SHORT Et.RCPEAN CALL 1.1300 ;:3 971 2.11 762758631 FINANCIAL. LLC Cpl Subbtal: (176663 1'2) Tow: (176.663.12) Statement ID The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0110406 CONFIDENTIAL SDNY_GM_00256590 EFTA01453022