EFTA01500278.pdf

SOUTHERN TRUST COMPANY, INC ACCT. For the Period 9/1/13 to 9/30/13 TRADE ACTIVITY - Australia Dollar Note: C indicates Currency GairrLoss Per Unit Trade Date Type Amount USD Proceeds USD Cost USD Realized Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gairaoss USD Settled Sales/Maturities/Redemptions 923 Option Buyback AUD CALL USD PUT FX EUROPEAN STYLE OPTION FEB 2,000,000.000 0.034 (67,093.72) 7,360.00 (50,733.72) C 9.25 FIFO 0620140 .920.9230 WINDOW Ki EXPIRING 13 SEP (71,040.00) 13 OPTION KNOCKEDIN REPURCHASE OF WRITTEN FX OPTION (ID: Per Unit Market Trade Date Amount USD Cost USD Currency Settle Date Type Description Quantity Local Value Local Value Geln/Lote USD Settled Securities Purchased 9/23 Sale AUD CALL USD PUT FX EUROPEAN STYLE OPTION FEB (71,040.000) 87.71 9/25 062014 .92 0.9230 WINDOW KI EXPIRING 13 SEP 13 OPTION KNOCKEDIN REPURCHASE OF WRITTEN FX OPTION QD 9/23 Write Option AUD CALL USD PUT FX EUROPEAN STYLE OPTION FEB (5,000,000.030) 0.012 59.78168 925 06, 2014 0 .95 K000.902 Kle0.98 WRITTEN FX 1.266 63,300.00 OPTION CALL 5.000.000.00 AUD PUT 4,750,000.00 USD (ID Total Settled Securities Purchased (USD) 669,793.68 587.71 J.P Morgan Page 23 of 37 Confidential Treatment Requested by JPMorgan JPM-SDNY-00024236 Chase CONFIDENTIAL SDNY_GM_00293434 EFTA01500278