EFTA01421977.pdf

Mayur Rathod From: Bradley Gillin Sent: To: Cc: Subject: Attachments: Importance: Follow Up Flag: Flag Status: Thursday, August 16, 2018 7:46 PM Vijay-A Sawant Stewart Oldfield FW: Southern Financial/Epstein KYC Remediation [I] Updated FinCEN with SSN.pdf High Follow up Flagged Classification: For internal use only Vijay, Please use this email as my confirmation that there are no material changes on all accounts associated with Southern Financial. See list below. • Southern Financial, LLC • • • • • • • • • • • • • • • • Southern Trust Company, Inc LSJE, LLC Neptune, LLC Mort, Inc Hyperion Air, LLC Zorro Management. LLC NES, LLC JEGE, Inc JEGE, LLC Plan D, LLC EFTA01421977 Jeepers, Inc J. Epstein Virgin Islands Foundation, Inc Gratitude America Ltd Butterfly Trust The 2007 Jeffrey E. Epstein Insurance Trust #3 The Haze Trust Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 1 EFTA01421978 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Bradley Gillin Sent: Wednesday, August 15, 2018 11:42 AM To: Vijay-A Sawant Cc: Stewart Oldfield Subject: Southern Financial/Epstein KYC Remediation [I] Importance: High Classification: For internal use only Vijay, I hope you enjoyed your Independence Day. Please confirm below - Once confirmed, I will reach out to Epstein's office with one email. Thank you. We require Certificate of Good Standings (dated within 6 months) for: • Southern Financial, LLC • Southern Trust Company, Inc • LSJE, LLC • Neptune, LLC • Mort, Inc • Hyperion Air, LLC • Zorro Management. LLC • NES, LLC • JEGE, Inc • JEGE, LLC • Plan D, LLC • Jeepers, Inc • J. Epstein Virgin Islands Foundation, Inc • Gratitude America Ltd Please confirm that you do not need COGS/SoS for the three trust below: • Butterfly Trust • The 2007 Jeffrey E. Epstein Insurance Trust #3 • The Haze Trust All executed and verified FinCEN forms are attached. With regards to the J. Epstein Virgin Islands Foundation, Inc the executed FinCEN form shows this as a 5010(3) tax exempt entity. Will this alone resolve your tax exempt inquiry or do you need a new 5010(3) form? Finally, please confirm that we have all FinCEN forms except for Gratitude America Ltd. 2 EFTA01421979 Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. 3 EFTA01421980