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Entity Self-Certification Form
Appendix 2: Non-US Beneficiary/Non-US Beneficial Owner Self-Certification Form
Deutsche Bank AG and its affiliates (collectively, 'Deutsche Bank') collect certain information, including tax related
information, from their clients. Deutsche Bank collects this information to comply with certain local and international
regulatory requirements that are designed, among other things, to foster and support a tax compliant environment.
Although these requirements are not necessarily imposed by all countries, Deutsche Bank, as a global bank that strives to
achieve consistency in its practices among all of its regions, nonetheless requires this information be provided by clients
even if not required by regulation. Accordingly, Deutsche Bank Wealth Management Americas is writing to clients and
sending you this Self-Certification to complete.
As a Non-US Beneficiary/Non-US Beneficial Owner of Account(s) with Deutsche Bank Wealth Management, you are
required to state your residency (or residencies) for tax purposes.
While Deutsche Bank Wealth Management does not provide tax advice, you may contact your Relationship Manager if you
have questions concerning the Self-Certification process. If you have any questions about how to complete this Self-
Certification or about how to determine your tax residency status. please contact your tax adviser or local tax authority.
Entity Account Holder: please insert the Legal Name of Entity in #1 of Part 1 below and provide this Appendix 2 to each
Non-US Beneficiary/Non-US Beneficial Owner, collect the completed certification and return it to your Deutsche Bank
Relationship Manager.
Part 1 Non•US 8eneflaary/Non•US Beneficial Owner
Appendix 2 is the "Non-US Beneficiary/Non-US Beneficial Owner" Certification. This Appendix must be completed
and signed by each non-US Beneficiary and non-US Beneficial Owner of the entity, regardless of whether such
person is a Controlling Person disclosed in Appendix 1. The attached Guidance to the Entity Self-Certification
Form provides assistance for you to determine who the non-US Beneficiaries and non-US Beneficial Owners are.
Legal Name of Entity to valid] this Appendix 2 relates
Non-US Beneficiery/Non-US Beneficial Owner Name
Date of Birthate of Incorporation (mnddlyyyy)
Part 2 Tax Residency
Country/Countries of Tax Residence
If you have additional countries of tax residence, please attach a list of additional countries of tax residence to this form.
WA 167679 023611.041516
Page A2.1
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0121140
CONFIDENTIAL SDNY_GM_00267324
EFTA01460147
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