EFTA01387751.pdf

From: Liam Osullivan Sent: 8/16/2018 4:05:23 PM To: Paul Barrett [ Richard Kahn CC: Martin Zeman • Xavier Avila I I; Davide-A Sferrazza Stewart Oldfield Subject: Trade Details 8/16/2018 [C] Classification: Confidential Paul, You sold 1mm RBS Pref from the Southern Trust Co account: NET AMT. TRADE STLMNT SEC. (TRANS. TB DATE DATE BUY/SELL QUANTITY DESCRIPTION ISIN PRICE PRINCIPAL INTEREST CCY) CC ROYAL BK SCOTLAND GROUP PLC ADR SER U REPSTG PREF U SHS ISINOUS780097AU54 - 4.013% 10/04/88 B/E 8/16/2018 8/20/2018 SELL 1,000,000 0000 DID 10/04/07 CID US780097AU54 94.37500000 SI 3, 1 SOS i -6,722.99 99.0 tin° US Prepared on 08/16/2018 Source: Pershing NetX 360 Unofficial trade confinnalons use information from sources that the firm believes to be reliable, but Deutsche Bank Securities lnc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. You are all done on RBS. You are still long 500m of the SERV in SFLLC. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NRA Rule 4512(C)(3). and who are capable of evaluating the strategies. characteristics and investment risks of. and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products. investment ideas and solutions end related matters discussed herein are provided for dkscussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential andpersonal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of OBSI or any Wits affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090882 CONFIDENTIAL SDNY_GM_00237066 EFTA01387751