EFTA01373351.pdf

Case: 01774563 — Salesforce - Unlimited Edition Page 2 of 9 A. Type of Photo ID Provided A. Passport If Other, Type of Photo ID Provided • B. Checklist of names (individuals and/or entities) that were submitted for database searches is attached B. Yes • C. Please indicate the results of the database searches performed ROC searches Yes - No Negative Results Found MR checks Yes - No Negative Results Found complete complete OFAC checks Yes - No Negative Results Found BIS searches Yes - No Negative Results Found complete complete Denial Orders Yes - No Negative Results Found Martindale•Hubbell Not Applicable checks complete searched • D. Please summarize any negative results from the database searches indicated above D. • E. Has the client or related party ever been convicted of a criminal offense? E. No • F. Has the client or related party ever been involved in any past or threatened litigation against Deutsche Bank AG or any of its subsidiaries? F. No • G. To the best of your knowledge, does the customer have any financial association/interaction, e.g. maintain homes or companies, etc., within the countries and regions, or is the customer associated with the regimes or organizations that. G. No • H. Does the client or related party have any financial or other associations/interactions within countries that pose a risk of money laundering? H. No • I. Entity documentation attached I. Not Applicable • J. Intermediary form approved by AML compliance? (intermediaries only) J. Not Applicable • K. If any documentation is not in English, please provide an English summary or translation Summary https://dbforcepb. my .sal esforce.com/5003200001CFHYH/p?retURL=/5003200001CFHY 4/10/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067481 CONFIDENTIAL SDNY_GM_00213665 EFTA01373351