👁 1
💬 0
📄 Extracted Text (620 words)
TOt 79464301/4568842 05Jull 5 1814 EST FROM: DEUTSCHE BANK AG PAGE 002
Deutsche Bank AG, London Branch
6July, 2015
Currency Option Transaction
Our ref. 1:312hztj3-2
PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC Deutsche Bank AG. London Branch
1 SOUTH STREET FX Opticis Operations
BALTIMORE 21202 MARNIAND,UNITEI, STATES Aincheger House
T. Great Writhes/or Street
Landon. EC2N 208
Deer Sirs,
Amended Confirmation Replaces our Previous Reference 1037255503-1
The purpose of this letter agreement s to confirm the terns and conditions of the Cuirer cv Optic,' entered into between us
Deuts?nog Bank AG, London Branch (Tarty Al and P.:I -NI SERVICES PWM ALEX BROWN AC SOUTHERN
FINANCIAL LLC (•Party S') on the Trade Date referred to below (the 'Transaction)
The definitions and provisions contained in the 1998 FX and Currency Option Definitions (the 'EX Definitions') as published by
the International Swaps and Derivatives Association, Inc., the Emerging Markets Traders Association and The Foreign
Exchange Cornmttee. are incorporated into this Confirmation. In the event of any inconsistency between the FX Definitions and
ths Confirmation, this Confirrrebon we prevail.
If you and we are parties to either an ISDA Interest Rate and Currency Exchange Agreement (for which purposes this
Transaction shat constitute a 'Swap Transaction') or an ISDA Master Agreement (in each case an 'Agreement) then this
Confirmabon supplements, forms part of and s subject to such Agreement If you and we are not yet parties to an Agreement
then this Confirmation evidences a complete and bnding agreement between Party A and Party B as to the terms of the
Transaction to which this Confirmation relates In addition Party A and Party B agree to use all reasonable efforts promptly to
negotiate. execute and deliver an agreement in the form of the ISDA Master Agreement (Multicurrency — Cross Border) (the
"ISDA Fare) with such modifications as you and we will in good faith agree. Upon execution by Party A and Party B of such an
agreement this Confirmation will supplement, form part of, and be subject to that agreement. All provisions contained or
incorporated by reference in that agreement upon its execution will govern this Confirmation. Until we execute and deliver that
agreement this Confirmation, together with al other documents referring to the ISDA Form (each a "Confirmatorl) confirming
transactions (each a 'Transaction') entered into between us (notwithstanding anything to the contrary in a Confirmation) shall
supplement form a part of, and be subject to an agreement in the form of the ISOA Earn as if we had executed an agreement
on the Trade Dated the first such Transaction between us and such form with the schedule thereto (i) specifying only that (a)
the governing taw is English law and (b) the Termination Currency is U.S. Wets, (ii) incorporating the addition to the definition
of the indemnifiable Tax' contained in (page 48 of) the ISDA 'Users Guide to the 1992 ISDA Master Agreements" and (id)
incorporating any other modifications to the ISDA Form specified barn.
The terns of the Transaction to which this Confirmation relates are as follows:
Deutsche Bank AG t; authorised under German Banking Lan (competent authonty • BOB • Federal Financial Supervising Authonty). Deutsche Bank AG
London Branch is further authonsed by the Prudential Regulator Authorrtr end n subject to limited regulation by the Financial Conduct Authority and
Prudential Regulation Authority for the conduct et UK business Deutsche Sank AG is a joint stock corporation with hinted Natality incorporated in the
Federal Republic of German/ MRS No.30 000 District Court of Frankfurt am Main; Branch Registration In England and Wales EIR000005; Registered add:est
Winchester House, 1Great Winchteter Street, London EC2N IDS. (101071
Page 2 of 4
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049466
CONFIDENTIAL SDNY_GM_00195650
EFTA01360855
ℹ️ Document Details
SHA-256
23c875698cdad869783bddd092632affd1c3d8a01d1a3cca5d739e241cce3c8b
Bates Number
EFTA01360855
Dataset
DataSet-10
Type
document
Pages
1
💬 Comments 0