EFTA01376607.pdf
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From: Delores Rubin
Sent: 5/23/2017 7:42:17 AM
To: Richard Kahn Tazia Smith
CC: Stewart 0ldfiel. Vahe Stepanian Matt Glassman
Subject: : 'ot Sc
Hello Richard,
Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team
overseas on your inquiry.
As Tazia mentioned, Rothschild is a light trading name. Our DB Institutional desk has not had any natural flow in this
stock in the past few months, but a few clients that have expressed some interest in the name so we have calls out to
ascertain if we might be able to put together something.
The stock is currently 27.85 EUR x 27.95 EUR with only 4,000 shares that have traded. Average volume for this stock is
17,000 shares.
We will be back to shortly with more insight.
Best regards,
Delores Rubin
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
34 54.0004 New York, NY, USA
Tel
Emal
From: Richard Kahn [mailto
Sent: Tuesday, May 23, 2017 6:18 AM
To: Tazia Smith
Vahe Stepanian Matt Glassman
Delores Rubi
Subject: Re: Rothschild ICJ
Any update on bid ask for I 00k Roth ?
Richard Kahn
HBRK Associates Inc
575 Lexington Avenue, 4th Floor
New York, NY 10022
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0072911
CONFIDENTIAL SDNY_GM_00219095
EFTA01376607
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241b8f77266070cb9e2bad942e85de1627fb43463f4461cda836042a19861ea4
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EFTA01376607
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document
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1
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