EFTA01403265.pdf

Subject: RE: Gratitude/BV70 [I] [C] From: Bradley Gillin Date: Fri, 16 Nov 2018 09:59:12 -0500 To: Vijay-A Sawant 4 p Cc: Vinita Advani Classification: Confidential Thank you. Enjoy the weekend - GO LIVERPOOL! Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. Original Message From: Vijay-A Sawant Sent: Friday, November 16, 2018 9:57 AM To: Bradley Gillin Cc: Vinita Advani Subject: RE: Gratitude/BV70 [I) Importance: High Hi Brad, For the significant donor in this Foundation entity, we require the following does- Formation does (COI, COGS, etc) Constitutional does (Operating agreement, etc) Ownership list (listing atleast those parties who own more than 10% in BV70) Register of Members/Directors We should be able to determine the UBO/s in this entity along with the Legal Representatives who con trol the entity. Once the UBO is identified, ID does will be required for him/her. The above is esse ntially what we would need to complete our review. Let me know if any further queries, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Ni rlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile 4 Original Message From: Bradley Gillin Sent: Friday, November 16, 2018 7:37 PM To: Vijay-A Sawant p Subject: FW: Gratitude/BV70 [I] Classification: For internal use only Vijay, See below from Stewart. Please advise, thank you. Regards, Brad Original Message From: Stewart Oldfield Sent: Friday, November 16, 2018 9:05 AM EFTA01403265 To: Bradley Gillin < Subject: Gratitude/BV70 Can you tell me exactly what I need to get for the BV70 entity to satisfy the gratitude KYC? We nee d to only go to the client once for this. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. EFTA01403266