EFTA01521845.pdf

GHISLAINE MAXWELL ACCT. 052 For the Period 10/1/13 to 10/31/13 Portfolio Activity Summary - U S Dollar • Year to date information is calculated on a calendar year basis. •• Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Quantity Per Una PRINCIPAL INCOME Settle Date Selection Method Description Cost Amount Amount Amount 10/1 Municipal Interest MI ST MUNI BOND AUTH ST CLEAN WM REVOLVING FD 50.000 000 0.025 1,250.00 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 • 100 (ID: 59455T-PF-3) 10/1 Interest Income DEPOSIT SWEEP INTEREST FOR 09/01/13 - 09/30/13 22.20 .01% RATE ON AVG COLLECTED BALANCE OF 82,740,025.91 AS OF 10/01/13 10/2 Interest Income JPM CHASE CAPITAL XXIX 8.7% PFD @ 0.41875 PER 2,500.000 0.419 1,046.88 SHARE (ID: 48125E-20.7) 10(11 Foreign Dividend SCHLUMBERGER LTD C 0.3125 PER SHARE 113.000 0.312 35.31 (ID: 806557-10-8) 10/15 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 100,000.000 0.015 1,450.00 2015 07010/15/2010 (ID: 40429X-Y8-6) 10/30 Div Domest JPMORGAN CHASE & CO VAR RT PFD STK 04/30/2049 150,000.000 0.04 5,925.00 DTD 04/23/2008 (ID: 46625H-HA-1) 10(30 Interest Income CITIGROUP CAPITAL XIII 7 7/8% PFD C 0.492187 10.000.000 0.492 4,921.87 PER SHARE (ID: 173090-20-1) 10(31 DN Domest SPDR S&P 500 ETF TRUST 0.83795 PER SHARE 1,495.000 0.838 1,252.74 (ID: 78482E-103) Total Inflows & Outflows $16,904.00 J.P.Morgan Page 17 of 31 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049280 Chase CONFIDENTIAL SDNY_GM_00318478 EFTA01521845