EFTA01379491.pdf

From: Vahe Stepanian Sent 7/12/2017 4:40:06 PM To: Zbynek Kozelsky CC: Stewart Oldfield Subject: RE: Ziggy - see below. Can you confirm that Southern Financial can trade listed options? Thank you. Ill Classification: For Internal use only Shoshan is on MTA From: Zbynek Kozelsky Sent: Wednesday, July 12, 2017 4:39 PM To: Vahe Stepanian Cc: Stewart Oldfield < Subject: RE: Ziggy - see below. Can you confirm that Southern Financial can trade listed options? Thank you. Il] Yes, and go to the profile page — bottom to see what levels he is approved for (....he can do all levels). Are we doing business with him again? If yes, please make sure Shoshan is involved, it is under his CA number. Thanks Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Investment Solutions Group US & Latin America Deutsche Bank Securities Inc. Deutsche Bark Wealth Management 345 Park Avenue, 24th Floor New Tel. Email: AJI trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report arid the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information If you are not the intended recipient (or have received this email in error). please notify the sender immediately and delete the email from your compiler. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. From: Vahe Stepanian Sent: Wednesday, July 12, 2017 4:34 PM To: Zbynek Kozelsky < Cc: Stewart Oldfield < Subject: Ziggy - see below. Can you confirm that Southern Financial can trade listed options? Thank you. III Classification: For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0077008 CONFIDENTIAL SDNY_GM_00223192 EFTA01379491