EFTA01359205.pdf

From: Renee Salhi On Behalf Of PWMUS AMLKYC Sent: Monday, October 05, 2015 1:13 PM To: Jj Litchford; PWMUS AMLKYC Cc: Armen Brash; Vaishali-P Mehta Subject: CLEARED: PCR Alert - Jeffrey Epstein [I] Classification: For internal use only Hello .1j, AML Compliance has reviewed the PCR alert generated for Jeffrey Epstein, UBO and Signatory on the accounts of Mort, Inc. Mr. Epstein is an existing client of the Private Bank. • The subject of the alert is Jeffrey S. Epstein who resides in Farmingham, Massachusetts, United States. • Our client is Jeffrey E. Epstein who resides in St. Thomas, U.S. Virgin Islands and has no address history in Massachusetts according to LexisNexis. AML Compliance clears this alert from an AML perspective as the location and middle initial of the client does not match that of the alert subject. Kind regards, Renee Salhi Renee Salhi Associate I AML Compliance Officer Deutsche Bark Securities Inc Private Wealth Management - AML Compliance 5022 Gate Parkway, Suite 400. Tel Email Visit us: httpJAwavribcom Passiowfv Perfar From: Jj Litchford sent: Monday, October 05, 2015 10:24 AM To: PWMUS AMLKYC Cc: Armen Brash; Vaishali-P Mehta Subject: FW: PCR Alert - Jeffrey Epstein [I] Importance: High Classification: For Internal use only Hi AML-- This is a rush request. We need to reopen an account that was auto-closed today and are waiting on the KYC. Please clear the following PCR alert on Jeffrey Epstein (KYC This alert is for Jeffrey S. Epstein, our client is Jeffrey Edward Epstein, so this is a false positive. Passport and alert attached. Thanks, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047235 CONFIDENTIAL SDNY_GM_00193419 EFTA01359205